Auditing Resume Samples and Examples

  •  Assist in planning and conducting complex internal audits, under the direction of management and in compliance with audit standards/schedules/related statues   •  Assist in producing a quality end product that clearly documents the audit work performed and meets or exceeds the Division standards  ...

  •  Review reports from QA team, peer reviews and Regulator feedback and ensure necessary enhancements are completed, as required   •  Five years of internal audit or public accounting experience, or two years’ experience with 5 years’ experience within another function of an investment bank   •...

  •  Attractive networking and career opportunities, direct contacts with the Bank’s senior management and an outstanding platform for career progression   •  Monitors the progress of audit projects and provides appropriate leadership in completing the project according to department objectives   ...

  •  Specific subject matter expertise regarding technology application control disciplines and a solid understanding of Credit Risk Management concepts, especially those associated with Lines of Businesses (LOBs) that extend credit to consumers – Mortgage, Card, etc   •  Effectively manage stakeholder rel...

  •  Assists Internal Audit management in preparing the annual risk assessment and audit plan   •  Lead the preparation of periodic reports summarizing results of audit activities   •  Prepare formal written reports covering deficiencies and expressing options on the adequacy and effect...

  •  Travel is required for the position, with an estimated range of 10-40% varying on the location of the incumbent and key staff and stakeholder geographies   •  Monitors, tracks, coordinates, and validates recommendations that are the result regulatory and Inspection findings   •  Re...

  •  Audits external vendors’ coding based on medical record reviews   •  Works on additional risk adjustment audit requests (i.e. outside auditors’ requests)   •  Performs quality assurance auditing (i.e. ensure appropriateness and accuracy of ICD-10 coding) for WellCare’s Medical Codi...

  •  Privacy Guidelines (signed annually), as well as the Royal Bank’s Code of Conduct (e-test conducted bi-annually)   •  Utilize internal audit skills to perform procedures related to the company’s Sarbanes Oxley compliance program, which is managed by Audit Services   •  Assist exter...

  •  Escalate sensitive or high-risk staffing situations to RM and/or business leadership, as appropriate   •  Actively maintain one-on-one relationships with assigned practitioners in order to develop detailed understanding of practitioner goals and preferences, as well as to provide deployment-related ca...

  •  Experience working as a Data Analyst/Data Scientist   •  Proficient knowledge of SQL and experience in defining and implementing ETL processes   •  Familiarity with tools like Tableau, R, SSIS or alternative/similar products   •  Experience in working with refer...

  •  Reviews audit work including work papers, findings, recommendations, and the final report to ensure adherence to the Corporation’s/Department’s Policies and Internal Audit Professional Practices Framework Standards   •  Reviews audit work including work paper documentation, findings and recommendation...

  •  Supports the Company’s compliance with the Sarbanes-Oxley Act (SOX) and Government Contracting/Compliance framework, including; identifying, monitoring, developing audit programs, and testing operating effectiveness of controls identified by management   •  Supports operational and process review acti...

  •  Experience in financial services required   •  Demonstrated knowledge of People Soft or other finance or accounting system’s modules   •  Demonstrated knowledge of hotel Property Management Systems or other finance or accounting system’s modules   •  Supporting ...

  •  Provide high quality, professional day-to-day execution of internal audit engagements and process improvement projects   •  Manage audit engagements and ensure all expectations are met while meeting organizational and professional ethical standards   •  Understand and communicate t...

  •  Identify energy conservation measures, calculate savings and costs following industry standards to recommend capital projects and operational improvements   •  Deliver audit reports within specified timelines   •  Review utility data trends and building automation system trends to ...

  •  Maintain department inventories and records by the use of department internal SharePoint site.   •  Gives support to their line manager and team at all times   •  Works collaboratively with their immediate and wider team members   •  Focuses on the end user – th...

  •  Proven experience (8-10 years) of relevant audit experience, ideally gained in the Securities industry environment or Big 4 audit experience in such industry   •  Good understanding of capital market products, operational processes and local regulatory requirements and rich experience in auditing tech...