Audit Lead Resume Sample
Marcus Bruen
1682 Johnson Hill,
Houston,
TX
+1 (555) 731 0326
Work Experience
Internal Audit Lead
09/2015
-
PRESENT
Houston, TX
- Escalate sensitive or high-risk staffing situations to RM and/or business leadership, as appropriate
- Actively maintain one-on-one relationships with assigned practitioners in order to develop detailed understanding of practitioner goals and preferences, as well as to provide deployment-related career coaching
- Maintain understanding of key resource management metrics and how these metrics impact practice financial performance
- Effectively utilize RM Information Services team to optimize Resource Manager time, maximize productivity, and ensure an exceptional customer experience
- Collaborate with RM Information Services team to manage practitioner compliance with schedule confirmation, variance, resume, and skills requirements
- Support ongoing CTS resource management initiatives, as available and needed
- Work with the AQR team leaders to prepare the office Quality Improvement plans (‘QUIPs’) and consolidate these to complete the UK&I QUIP
SPS Process Audit Lead
03/2013
-
08/2015
Chicago, IL
- Assist in the facilitation of Internal Audit’s annual risk assessment and planning exercise, including quarterly plan refreshes
- Implement the department’s Quality Assurance and Improvement Program (QAIP)
- Organize the department’s overall training program
- Acts as the liaison with external parties, including regulatory agencies on matters related to audits of the site’s quality system
- Serves as the site’s primary coordinator and sole point of contact for the conduct of audits and prepares reports including
- Supports development, implementation and continuous improvement initiatives in the planning, execution and resolution of the site’s auditing function
- Manages the daily activities of the Auditing function, ensuring adequate resources are in place for compliance and that effective training is in place to maximize the site’s performance in, and resolution of, all auditing activity
- Responsible for technical accounting memos and conclusions including review and approval by management and the Company’s independent auditor
Global Audit Lead
07/2007
-
09/2012
Dallas, TX
- Understanding of eeISO 31000, COBIT, and other risk management industry standards
- 6 – 10 years of progressively responsible experience in Quality Systems Auditing and Compliance is required
- Conduct team‐oriented, risk‐based audit activities designed to identify business risks and evaluate the effectiveness of governance, risk management, and control processes
- Perform planning, scheduling and monitoring of multiple audits/projects
- Perform advanced fieldwork activities, including inquiry of clients, inspection of records and documents, and observations and re‐performance of complex control procedures. Incorporates use of data analytics to improve effectiveness and efficiency of audit
- Communicate audit/investigation results to senior team members and business line management, performs appropriate follow‐up tasks
- Prepare drafts of Audit Reports, analyze basic control gaps and root causes to formulate potential remediation actions
- Participate in special projects, investigations as appropriate
Education
Strayer University - Woodbridge Campus
2002 - 2007
Bachelor's Degree in Business
Professional Skills
- Coordination of audit planning and auditing for the Canada Region; through analysis of costs and review of audit history to identify potential audit candidates, preparation of audit reports to the Operators, response to initial and rebuttal response from the Operator, and tracking/report of audit status through to audit closure
- Strong interpersonal skills and an ability to multitask effectively in a fast-paced environment
- Demonstrates knowledge and experience in applying audit principles/standards and SOX guidance
- Prior management/lead experience
- Effective oral & written communication skills. Detailed oriented. Collaborative. Ability to multi-task and work independently with minimal supervision
- Other attributes and skills include
- Manufacturing industry and SOX compliance experience
How to write Audit Lead Resume
Audit Lead role is responsible for auditing, travel, gis, finance, credit, training, security, accounting, analysis, reporting.
To write great resume for audit lead job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Audit Lead Resume
The section contact information is important in your audit lead resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Audit Lead Resume
The section work experience is an essential part of your audit lead resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous audit lead responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular audit lead position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Audit Lead resume experience can include:
- Relationship management: Acting as GA’s relationship manager and primary point of contact for areas of responsibility, maintaining excellent and responsive working relationships with management, wider Group Audit team, regulators and external auditors
- Experience of investment banking, in either a financial institution or a professional practice environment, with a strong expertise in Operational Risk Management and/or Product/Transaction management
- Strong understanding of operational risk issues in a global Banking control environment
- Demonstrate knowledge of Owens Corning business and internal control standards, policies and procedures, and other laws and regulations
- Strong working knowledge of internal control concepts and U.S. GAAP
- Experience overseeing contractors
Education on an Audit Lead Resume
Make sure to make education a priority on your audit lead resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your audit lead experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Audit Lead Resume
When listing skills on your audit lead resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical audit lead skills:
- Validating that documentation of the control environment (e.g., process flows and control matrices) are kept current
- Demonstrated high level abilities in analysis and problem-solving
- Experience with data Services, JSON, XML, REST Technologies
- A combination of public accounting and corporate experience, leading teams and/or large projects, is ideal
- Public accounting or internal audit experience within an international environment at a senior level
- Direct or comparable assurance experience
List of Typical Experience For an Audit Lead Resume
1
Experience For Internal Audit Lead Resume
- Evaluation of internal controls, financial and management reporting, operational effectiveness and policy compliance
- Relevant audit experience or equivalent
- Sarbanes-Oxley experience required
- Adhere to Owens Corning safety policies and proliferate safety leadership
- Audits of both domestic and international business units
- Assisting in coordinating and overseeing the Company’s global SOX compliance effort, including consolidated progress/status tracking, deficiency reporting, and periodic communications to business unit and corporate management
2
Experience For SPS Process Audit Lead Resume
- Assisting the Internal Audit Manager in conducting risk assessments, developing the annual audit plan, scheduling / deployment of departmental resources, and analyzing key department performance metrics throughout the year
- Interaction with the Company’s external auditors, in varying capacities, to assist with coordinating and testing performed on behalf of the external auditors
- Plans and supervises assigned audit activities
- Guides audit analysts and specialists, and writes audit reports for management
- Manages feedback on projects and conducts post-audit evaluation
- Stays abreast of leading practices in auditing procedures, accounting regulations, governmental regulations, and internal control procedures; looks for ways to implement new procedures
3
Experience For Audit Functional Enablement Lead Resume
- Contributes to audit process improvement efforts to assure an efficient, compliant and effective audit program, ensuring consistency of approach with other auditing teams
- Performs high risk and GCP critically sensitive audits
- Supports GxP inspections when necessary, either in front or backroom management to assure a well-run inspection
- Provide leadership and direction to staff to ensure high quality audit and project work that meets established objectives is delivered on time
- Contribute to a culture of continuous improvement and high energy through process excellence, teamwork and positivity
- Performs audit procedures, including developing and conducting SOX walk throughs and developing and documenting audit evidence of financial control performance. Responsible for identifying issues and recommendations
4
Experience For Global Audit Lead Resume
- Effectively plans corporate audits collaboratively with the Senior Internal Audit Manager and/or Chief Audit Executive. This includes preparing audit programs and risk matrices, conducting kick-off presentations and interviews, and performing audit test procedures for financial and operational audits
- Reviews work of staff and provides function and technical guidance to other IA team members
- Performs special projects at the request of, or in assistance to Management
- Lead and provide constructive feedback to staff
- Work with OpDivs
List of Typical Skills For an Audit Lead Resume
1
Skills For Internal Audit Lead Resume
- Combined audit and business or finance experience
- Proven ability to coach and deliver results through others
- Assist in the design and implementation of efficient and effective controls in all departments across within organization
- Supporting process owners through training, reviewing, and providing guidance for their processes
- Writing audit report or rebuttals supported by provisions of accounting procedure, operating agreement and COPAS MFI’s or AG’s
- Reviewing expenses and revenues for errors or deviations from agreement terms and document audit claims
- Conducting periodic meetings/walkthroughs with process owners to ensure any changes to process are updated and properly assessed for control gaps
2
Skills For SPS Process Audit Lead Resume
- Staying current to changes in regulatory guidance, industry best practices, and areas of focus/hot topics for external audits
- Actively participate in new business pursuits – partnering with Enterprise Sales and Leading Pricing team
- Actively building and managing relationships with Company stakeholders, while promoting the importance of compliance initiatives throughout the organization
- Facilitates an audit from start to finish, including creating and evaluating audit work programs
- Adhere to well-defined audit protocols including, scoping and sample selection methodology, documentation and reporting standards
- Proactively manage areas of risk by watching market trends and building appropriate controls
- Partner with Americas client accounting organization – consisting of 400+ FTEs across the region to ensure risk management
- Comfortable talking to all levels of the organization including executives, legal, business and technical subject matter experts
- Develop improvements to the FISMA reporting methodology to help HHS improve their understanding of the department security posture
3
Skills For Audit Functional Enablement Lead Resume
- Assesses timing for audit planning
- Provides recommendations on leading practices to minimize risk or to comply with legal/financial reporting requirements
- Provide value added business consulting and analytical support utilizing Business Information (BI) tools and techniques
- Display a thirst for learning and a positive attitude in a challenging and often ambiguous environment
- Ensure SOX compliance for all new outsourcing relationships
- Maintain audit documentation according to Corporate Audit’s standards
- Oversees the Audit and Compliance function; ensuring risk and controls have been appropriately identified and assessed for the Collections Department
4
Skills For Global Audit Lead Resume
- Support of external audit activities, including any control-related matters relevant to their audit procedures
- Selects, contracts and onboards GCP vendors, assuring quality of deliverables through active oversight
- Influence and manage stakeholder’s expectations while maintaining independent view
- Audit rebuttal for the Americas (GoM, L48, and Alaska) Regions with audit rebuttal team
- Working with Regional teams, Finance ARC and Commercial Operations team, and JV Audit to review audit issues, contract interpretations, and strategy to respond and settle claims
- Understanding sources of data; COPAS MFI’s/AG’s/website, Dwights/State Production Info, Operator’s website/share-point site
- Ensuring audit deadlines are met and appropriate grants from Operator’s are received and waivers/closures as applicable are communicated to the Operator and conform to BP procedure
5
Skills For Site Audit Lead Resume
- Providing coordination of priority projects, resolution of issues with BP’s OBO Assets, Operator’s representatives, Legal and Commercial teams as needed
- Providing training opportunities and direction to the OBO Rebuttal staff
- Providing performance management and metrics to Canada, GoM, L48 and Alaska Regions on potential BP audit recoveries (quarterly)
- Want to know more about HPE? Then let’s stay connected!
- Develop strategic and tactical analytics that support dashboards, data summaries and key indicators. Maintain detailed knowledge of department function(s) and in areas of workflow and system data management
- Partner with IT programmers and analysts, external vendors and business partners in the development of advanced/complex reporting capabilities and resolution of issues relating to reporting applications, tools and data
- Responsible for resolution of complex problems or transactions where expertise is required to interpret against policies, guidelines or processes
- Responsible for consulting with managers in the use of analytical and reporting tools to develop effective cost, quality, operational and customer satisfaction outcomes
- Responsible for utilizing data bases and information systems to research and identify areas for improvement and/or new products
6
Skills For Lead Resource Management Specialist, Audit Resume
- Interprets data and makes recommendations. Facilitate and/or lead projects to ensure useful and accurate data identification, categorization and definitions that enable metric creation
- Primary focus of role is on day-to-day deliverables, developing solutions based upon subject expertise and occasionally representing the department at a broader level
- Own, build and prioritize annual risk management plan
- To communicate concise, logical and deliverable information, verbally and /or written
- Partner with Americas Audit Committee to drive key decisions as a member of this executive team
- Acts as primary client liaison within Internal Audit for regional leads
- Understand and mitigate key elements of the SOC1 risk profile
7
Skills For Lead Night Audit Resume
- Construct and monitor reliable SOC1 control environment
- Responsible for all Americas regions (Canada, U.S., Mexico and South America) financials
- Thrives in a dynamic, constantly evolving environment with relentless focuses high quality deliverables that inform Nike’s Board of Directors and Senior Management on key risks
- Uses an extensive knowledge of the external Audit industry standards and trends to lead and influence improvements with Cargill’s approach; brings the outside in
- Acts as a guardian of the Audit department’s continuity around risk assessments, coverage, and standards
- Evaluates key risk and controls for the Collections Operations department based on banks risk assessment methodology. In cases when control improvement is required, responsible to ensure business has produced viable actions plans and plans are in effect and target dates are being met
- The ability to apply audit methodology concepts to develop and review audit procedures performed
8
Skills For Audit Risk Lead Resume
- The ability to partner with the Internal Audit Manager to guide and mentor both senior and junior audit staff within the department
- A desire to learn about a highly diversified mix of business units, including varying business/strategic models, end-markets served, and business/international cultures
- The ability to work independently under general direction, with some latitude for initiative and independent judgment
- The ability to work and communicate with others (department members, business unit, and corporate management) in a dynamic, team-oriented environment, building collaborative relationships and contributing to the efforts and accomplishments of the department and company
- The ability to evaluate the most critical elements being communicated for appropriate action/follow up as needed, with general assistance/guidance
9
Skills For Americas, Internal Audit Lead Resume
- A willingness to travel up to approximately 45% of the year (domestically and internationally)
- Seasoned, experienced professional, with expert knowledge of audit testing and documentation, including SOX/Internal controls, accounting and business operations
- Flexibility in work hours, locations, and working conditions
- Experience with business process analysis, design and development, continuous improvement, management and/or equivalent combination of training and experience
- Direct or comparable assurance experience
- Professional certifications such as a CPA or CIA (or actively working towards)
- Travel up to 30-40% to work in domestic and international markets for multi-week assignments as necessary
- Travel up to 15% (both domestic and international)
- Participate in outreach activities with HHS Operational Divisions (OpDivs) to provide the appropriate support to those agencies to mature their FISMA-related operations
10
Skills For Audit Data Analytics Lead-tigard Resume
- Perform in-depth analyses of reported data from the OpDivs to assess accuracy, integrity, gaps, and weaknesses
- Follow all specified procedures to reconcile cashier’s reports with the restaurant system each night, researching and posting any unresolved tickets from the day shifts
- Balance and audit for accuracy of room revenue, food and beverage revenue, cashier’s reports, and guest and house accounts and telephone revenue; assisting the preparation of all reports relevant to daily revenues
- Assist in development and review of the audit plan, making updates and adjustments as required
- Create high quality audit reports and present these to the business in writing or orally
- Through internal audits, continuously assess departmental processes and consequently support their re-definition/streamlining to achieve greater operational efficiency and effectiveness
- Support the business in defining appropriate corrective actions to resolve any reported non-conformances
- Monitor the timely resolution of any reported non-conformances, ensuring non-conformances are appropriately progressed and closed
- Deep understanding of Technology and Operational, risk complexities and challenges of outsourcing technology infrastructure services to a third party i.e. date center moves and application migration to the new data center’s
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