Audit Team Lead Resume Sample
Alisha Windler
7718 Clara Way,
San Francisco,
CA
+1 (555) 476 2641
Work Experience
Internal Audit Team Lead
07/2015
-
PRESENT
Los Angeles, CA
- Reviews audit work including work papers, findings, recommendations, and the final report to ensure adherence to the Corporation’s/Department’s Policies and Internal Audit Professional Practices Framework Standards
- Reviews audit work including work paper documentation, findings and recommendations and the final report to ensure appropriate adherence to the Corporation’s/Department’s Policies and Standards and ensuring work is performed within established timeframes
- Responsible for the team’s performance management process and development of direct reports
- Reviews audit work including, including work papers, findings, recommendations, and the final report to ensure adherence to the Corporation’s/Department’s Policies and Standards
- Provides technical expertise to the Audit Team and uses sound audit practices
- Interacts and partners with Senior Management to understand the risks within the business, business changes and other significant events that could significantly affect the business and/or the audit plan
- During audit engagements, assigns work to auditors, sets priorities and monitors activity
- Conducts the performance management process for direct reports
- Utilizes understanding of various Corporate units to verify that operations, services, and systems have proper audit controls in place (i.e., design and operating effectiveness of the control environment)
Audit Team Lead
09/2011
-
01/2015
Boston, MA
- Experience of auditing, ideally gained in an internal audit environment, together with knowledge of risks and controls of these activities, including operational and compliance risks
- Strong analytical, leadership, and organizational skills are needed
- Strong report writing and work paper documentation skills
- Experience in the asset servicing/management industry preferable
- Coordinate audit process with external auditors, service providers and internal departments as needed
- Implement monthly workpapers to identify potential accounting issues and better position department for year-end audit requirements
- Update management on pertinent audit, industry or regulatory pronouncements affecting MAS
- Manage a team of 1-3 direct reports and provide training to staff
- Liaise with corporate accounting department on year end audit reporting and analysis
QC Audit Team Lead
05/2006
-
05/2011
Boston, MA
- Participate in all fund accounting functions including pricing and NAV generation, audit, tax, data analysis, and special projects
- Production and review of monthly NAVs for onshore and offshore investment vehicles including oversight of Fund Administrators
- Assist accounting team leads and provide backup as needed such as final sign-offs of monthly NAV's, audit and tax oversight and training, or process reengineering
- Develop, maintain, and optimize relevant internal reports, including Excel based review tools
- Participate in annual tax compliance process with external tax preparer. Assist in responding to internal tax inquiries
- Assist in annual audit process with external auditors, service providers and internal departments as needed
- Assist in client service support to client inquiries and engage in effective dialogue with internal partners and administrators to fulfill client needs and resolve issues
- Provide feedback to manager on staff performance which is to be incorporated into goals and annual appraisals
Education
Keiser University Miami
2001 - 2005
Bachelor's Degree in Accounting
Professional Skills
- Experience, ideally in public accounting
- Providing training and coaching to internal audit staff
- Providing input to audit management regarding staff performance
- Identifying and evaluating audit risk areas and provide key input to the development of the annual internal audit plan; and
- Assisting the Audit Manager in developing recommendations for the audit program
- Performing internal audit fieldwork in accordance with the Standards
- Accomplishing performance, operational, financial, and compliance audit objectives within established time and cost restraints
How to write Audit Team Lead Resume
Audit Team Lead role is responsible for events, travel, design, reporting, auditing, training, finance, microsoft, excel, documentation.
To write great resume for audit team lead job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Audit Team Lead Resume
The section contact information is important in your audit team lead resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Audit Team Lead Resume
The section work experience is an essential part of your audit team lead resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous audit team lead responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular audit team lead position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Audit Team Lead resume experience can include:
- Detail-oriented with strong organizational and skills
- Obtaining required evidence to support conclusions
- Maintain effective working and professional relationships with audit colleagues and client management to facilitate communication and resolve conflicts
- Team/project management experience
- Client relationship experience
- Experience as a supervisor to staff auditors
Education on an Audit Team Lead Resume
Make sure to make education a priority on your audit team lead resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your audit team lead experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Audit Team Lead Resume
When listing skills on your audit team lead resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical audit team lead skills:
- Experience with Microsoft Office, specifically advanced Excel skills
- Detail oriented; Analytical thinking skills
- Excellent analytical skill and attention to detail
- Allocate work appropriately and guide team members to ensure audit objectives are met, resources are effectively utilized, and sufficient fieldwork is achieved
- Supervise individuals and teams to produce high quality results effectively and efficiently
- Providing an independent assessment of management’s view on risk and associated control effectiveness
List of Typical Skills For an Audit Team Lead Resume
1
Skills For Internal Audit Team Lead Resume
- Possesses solid working knowledge of subject matter
- Performing review activities
- Fluency in English (writing, speaking, and reading) required
- Provide feedback to employee through coaching and training to further their success and a willingness to motivate staff
- Maintain an understanding of banking and financial services, applicable regulatory guidance and industry knowledge
- Demonstration of sufficient knowledge of required auditing standards, accounting policies, and computer application standards
- Accurately identifying and reporting audit deficiencies
2
Skills For Audit Team Lead-capital Management Team Resume
- Willingly volunteering to assist others in completing audit assignment or projects
- Answer questions from the audit team pertaining to commission payouts, deductions, commission schedules and commission calculations
- Work on ad hoc projects requested by the various internal groups and management including performance analysis, fee calculations, and other
- Assist team members in review closed deal packages submitted from Branch Locations to ensure accuracy and completeness
- Review auditors work for accuracy and completeness
- Apply necessary commission adjustments for timely and accurate payments to our Sales Agents, Referrals, and Cooperative Brokers. Including managing void payment and reissuing of payments
- Provide support with excellent communication to Vice Presidents, Branch Managers and Office Administrators in our branch offices in response to inquiries regarding commission payouts, deductions, commission schedules and commission calculations
3
Skills For QC Audit Team Lead Resume
- Run and maintain commission related reports
- Analyzes findings/issues/non-conformances identified during audits to determine program quality and identify performance trends. This analysis includes all available oversight results, both internal and external, and trending data. Results are communicated to senior management
- Provides written and verbal briefings to Exelon Nuclear senior management regarding the scope, status, and conclusions of audits, which includes final site report responsibilities. Provides input and writes comparative audit reports as assigned. This includes the development of audit ratings based on performance observed and quantitative data
- Perform special assignments and support other fleet NOS organization needs as assigned
- Assures through research, communication, and industry knowledge that current regulatory requirements, codes and standards are utilized to effectively prepare and conduct audits
- Strong conflict management and problem-solving skills
- Knowledgeable of laws and regulations applicable to established audit Standards
4
Skills For Assistant Team Lead, Internal Audit Resume
- Professional certification, such as CPA, CIA, CBA, CFSA, CISA, etc., or other relevant certification
- Willingness and ability to travel, approximately 15-20%
- Proactive partnership with other groups in the AMCB Audit team and the Audit department to deliver a seamless program of audit coverage
- Develop and maintain a solid level of technical competency and an understanding of the overall business and financial services industry including knowledge of the SOX/FDICIA implications
- Evaluate risks and controls and analyze root cause of issues and provide practical recommendations to achieve an appropriate control environment, including financial, operational, and technology aspects, and appropriately document and communicate
- Supervising assigned staff auditors in the performance of fieldwork
- Informing appropriate audit management of audit status in a timely manner
5
Skills For Team Lead-internal Audit Resume
- Develop, execute and document audit program test procedures for financial, operational, and integrated audits
- Prepare clear and grammatically correct work papers, issues, audit reports and presentations
- Proactively identify and communicate potential process improvements and audit methodology changes
- Develop budgets and schedules, use time management tools with the goal to achieve high utilization and productivity
- Coach, mentor, and train staff
6
Skills For Global Cybersecurity Audit Manager Tech Team Lead Resume
- Perform in-depth work paper review and provide verbal and written feedback to ensure work is adequately executed and documented, conclusions are appropriately supported, and issues are appropriately escalated
- Communicate audit results clearly and timely to appropriate audiences
- Understands discretion and confidentiality
- Travel is required up to 10-15% of the time
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