Senior Audit Resume Sample
Bernadette Fritsch
37735 Arch Creek,
Dallas,
TX
+1 (555) 300 2684
Work Experience
Senior Audit Group Manager
01/2016
-
PRESENT
Los Angeles, CA
- Travel is required for the position, with an estimated range of 10-40% varying on the location of the incumbent and key staff and stakeholder geographies
- Monitors, tracks, coordinates, and validates recommendations that are the result regulatory and Inspection findings
- Reviews management remediation plans and key points for closure
- Participates in audits for the Capital Planning, Regulatory Reporting, and Operations Team, as work load permits (~30%)
- Responsible for overall audit program management and completion of the Division’s audit plan throughout the year, ensuring audits are conducted according to the GAM standards
- Develop and execute efficient and effective audit plans to ensure appropriate coverage for the lines of business and/or functional areas
- Evaluate internal and external risks for assigned
- Areas and design audit plan to ensure proper coverage of significant risks
- Effectively execute and integrate findings follow-up for areas of specialization
Senior Audit Accountant
02/2010
-
10/2015
New York, NY
- Support negotiating sensitive audit findings with management and assure proper escalation has occurred
- Contribute to, and/or review, area(s) of expertise in the final audit report following CAE review and approval
- Provide industry, regulatory and business-specific subject matter expertise within areas of responsibility
- Complete Post Audit Feedback Form for self and team upon completion of the audit
- Communicate status and escalate
- Participate in completion of the quarterly Control Dashboard process
- Accountable for audit quality, sufficiency and Executive readiness for SME area
Senior Audit Professional
05/2003
-
11/2009
New York, NY
- Responsible for key management meetings, touch points and status updates for business/ function
- Provide information for Senior Management and Board Level reporting for SME area
- Review reports from QA team, peer reviews and Regulator feedback (if their audits are selected) and make necessary enhancements for SME area
- Contribute to completion of the annual RAP and Annual Audit Plan for assigned area(s)
- Conclude and report on the adequacy and effectiveness of internal controls and risk management including second line of defense
- Ensure stakeholders are informed
- Key member in Centers of Excellence
- Participate in continuous monitoring/call program
Education
Keiser University - Melbourne Campus
1997 - 2002
Bachelor's Degree in Accounting
Professional Skills
- Strong analytical skills and excellent interpersonal skills demonstrate when working with clients and teams
- Excellent report writing skills and strong verbal communication skills
- Excellent communication skills (written and verbal) and analytical skills in assessing risk and challenging the status quo
- Demonstrate time management and organizational skills to meet tight deadlines as well as flexibility to adapt to changing priorities
- Critical thinking, analytical, and problem solving skills. Strong project management experience
- Excellent computer skills, including spreadsheets
- Excellent computer skills including Microsoft Excel
How to write Senior Audit Resume
Senior Audit role is responsible for analytical, leadership, interpersonal, english, compensation, finance, training, auditing, security, reporting.
To write great resume for senior audit job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Senior Audit Resume
The section contact information is important in your senior audit resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Senior Audit Resume
The section work experience is an essential part of your senior audit resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous senior audit responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular senior audit position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Senior Audit resume experience can include:
- Identify and effectively communicate accounting and auditing matters to Managers and Principals
- Coach team members and work effectively, efficiently and independently in a SOX testing environment
- Prior experience in a public accounting environment is highly valued
- Develop strong links influencing skill across all levels in the organisation
- Effectively executes and integrates findings for areas of specialization
- Self-starter with efficient time management and organizational skills
Education on a Senior Audit Resume
Make sure to make education a priority on your senior audit resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your senior audit experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Senior Audit Resume
When listing skills on your senior audit resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical senior audit skills:
- Strong communication and report writing skills - Fluent spoken and written English is required
- Strong interpersonal skills with ability to work with all levels within the organization
- Attention to detail, and good organizational skills
- Excellent interpersonal, relationship management and negotiation skills
- Possess strong communication skills and leadership capabilities
- Demonstrated time management and organizational skills; and
List of Typical Experience For a Senior Audit Resume
1
Experience For Senior Audit Group Manager Resume
- Concludes and reports on the adequacy and effectiveness of internal controls and risk management including second line of defense
- Experience in project management, internal auditing, risk assessment and management
- Two (2) to five (5) years of experience providing attest services in a professional services firm
- Work experience as an auditor in a public accounting firm
- Independent audit experience in public accounting
- Recent Public Accounting experience
- Experience working with mid-sized clients/cross sector of industries
2
Experience For Senior Audit Accountant Resume
- Demonstrates TD leadership core values
- Strong Risk and/or Compliance background would be considered an asset
- Perform follow up of prior audit results to monitor and assess management’s implementation of recommendations
- Skill with corporate performance management (CPM) and business intelligence systems required
- Attentive, ability to work independently and prioritize tasks
3
Experience For Senior, Audit Resume
- Experience in SOX control execution/documentation
- Working knowledge of GAAP and general accounting procedures
- Ensuring that risk-based audit procedures are devised to adequately assess all significant business and operational risks
- Supports negotiating sensitive audit findings with management and assures proper escalation has occurred
- Contributes to, and/or reviews, area(s) of expertise in the final audit report following CAE review and approval
- Provides information for Senior Management and Board Level reporting for SME area; Ensures stakeholders are informed
4
Experience For Senior Audit Professional Resume
- Participates in continuous monitoring/call programs
- Familiarity with the use and benefit of Computer Assisted Audit Techniques (CAATs) in analyzing large volumes of data to search for anomalies is an asset
- Motivated, hard -working and driven to succeed are among the qualities of successful team members
- Adhere to the firms risk management policies at all times, delivering work to the highest quality
- Provide training, direction, motivation, feedback, and supervision to staff accountants
- Provide technical accounting assistance to clients
5
Experience For Senior Audit Managers Resume
- Promote and foster a positive work environment that encourages innovation, creativity, teamwork and quality auditing
- Design and delivery of the audit plan, including annual risk assessment, and prepare Audit Committee reports
- Ensure all appropriate GAAP and IFRS regulations have been followed during these audit engagements
- Travel 20-30% of the time (including some non-U.S. travel)
- Work with bright motivating people!
- Leads various projects/ division initiatives as needed
- Monitors, tracks, coordinates, and validates recommendations that are the result regulatory and Inspection findings, especially surrounding Consumer Banking; Operations; Legal; Marketing; Finance; and Regulatory Reporting
- Assure that audit procedures and related documentation to support closure of these recommendations are sufficiently and suitably detailed and provide a clear written trail that supports the conclusion
6
Experience For Senior Audit Leader Resume
- Strong written and verbal communication skills with an ability to influence
- Develops and executes efficient and effective audit plans to ensure appropriate coverage for the lines of business and/or functional areas
- Reviews the suitability and sufficiency of management remediation plans and key points for closure
- Provides overall audit program management and completion of the Division’s audit plan throughout the year, ensuring audits are conducted according to the GAM standards
- Evaluates internal and external risks for assigned areas
- Designs audit plan to ensure proper coverage of significant risks
- Provides industry, regulatory, and business-specific subject matter expertise within areas of responsibility
7
Experience For Senior Audit Gaap Resume
- Provides meaningful recommendations to audit procedures and programs
- Completes Post Audit Feedback Form for self and team upon completion of the audit
- Communicates status and escalates if needed
- Participates in post-audit critique meetings
- Participates in completion of the quarterly Control Dashboard process
- Responsible for key management meetings, touch points, and status updates for business/ function
- Reviews reports from QA team, peer reviews and Regulator feedback (if their audits are selected) and makes necessary enhancements for SME area
8
Experience For Senior Audit Portfolio Manager, Director Resume
- Contributes to the completion of the annual RAP and Annual Audit Plan for assigned area(s)
- Recognizes team members' contributions
- Participates in, and actively supports implementation of department improvement initiatives
- Assess the business units’ adherence to applicable regulatory guidelines
- Knowledge of Project Management Life Cycle (PMLC), System Development Life Cycle (SDLC), newly created Project Delivery Lifecycle (PDLC)
- Project Management Professional or other PMI designations are an asset
9
Experience For Senior Audit & Risk Management Professional Resume
- Confident presentation and facilitation skills and strong interpersonal and management skills to facilitate working with auditees and senior management at all levels
- Communicate audit findings and results to client’s management team
- Delivers high quality audit results and well-crafted audit report deliverables on time that are executive and Board ready and provide for impactful change to the Bank’s internal control system
- Supervise, train, evaluate the performance of, and provide feedback to staff in the conduct of audits and other consulting work
- Review other’s work for accuracy and compliance – adjust any discrepancies if needed
10
Experience For Senior Audit Controls Specialist Resume
- Pre-tax transportation reimbursement plans
- Individual and family health benefits
- Monthly company-wide events and biannual company trips
- Coordinate Ad-hoc projects as necessary
- Ensure corporate accounting policies, procedures, and controls are followed when working with business partners and be able to provide support on special requests
List of Typical Skills For a Senior Audit Resume
1
Skills For Senior Audit Group Manager Resume
- Strong verbal and written communication skills, including the ability to write clear, concise, executive level summaries
- Proven experience in delivering large external audit and assurance engagements (FTSE 100 ideal)
- Experience leading the planning, execution and reporting on audits
- Strong knowledge and understanding of core infrastructure technologies including, but not limited to,
- Six to fifteen (6-15) years of progressively responsible experience at a Public Accounting Firm working in the audit of companies traded on the U.S. markets
- Experience desirable in book keeping and producing financial statements
2
Skills For Senior Audit Accountant Resume
- Experience using SOX 404 and applying UK GAAP and IFRS
- Solid understanding of financial auditing
- Solid knowledge and understanding of the business unit’s key products and services, processes and controls, risk and regulatory requirements
- Self-starter that is able to work through ambiguity and adaptable to changing priorities
- Relevant audit and assurance experience in public accounting or industry
- Strong working knowledge of GASB, FASB, GAS, GAGAS
- Experience in public or private accounting
- Experience working in the financial crimes and fraud management field and/or payment operations or infrastructure
3
Skills For Senior, Audit Resume
- Experience working in a cyber security role is an asset
- Extensive experience in IT Operations and/or Internal Audit
- Strong knowledge of Bank policies and related regulatory environments
- Demonstrate TD’s Leadership Profile in all professional and personal activities
- Proven ability to manage and motivate and develop a diverse group of professionals
4
Skills For Senior Audit Professional Resume
- Proven ability to lead audit teams and execution of an audit plan
- Audit and assurance experience in a public accounting firm setting or industry
- Any equivalent combination of education, training and/or experience
- Key role in planning, organizing and executing audit engagements
- Financial Statements, Outsourced Accounting, Audit, Attestation engagements, Benefit Plan Audits, Forecast & Projections, Customized accounting work, and etc.
- Professional accounting / auditing / risk management designation would be considered an asset (e.g. CPA-CA, CGA, CMA; CIA; CISA; CFA; PRM; FRM)
5
Skills For Senior Audit Managers Resume
- Continuously analyze current automation of the accounting and reporting process and present improvement suggestions
- Provide assistance in coordinating quarterly reviews and SOX testing with internal and external
- Technically competent in commonly used concepts, practices, and procedures within the accounting field
- Demonstrable strengths in the following
- Analyze and form an opinion on risks and controls relating to systems and link to associated business impacts; and
- CPA certification or significant progression towards completing
6
Skills For Senior Audit Leader Resume
- Maintain strict confidentiality of information related to client, staff, and Firm’s internal operations during and after employment with JCCS
- Delegates, supervises and reviews more complex audit, accounting and other functions to other staff, and takes responsibility for quality control issues
- Actively seeks complex, specialized accounting projects from other professional staff
- Serve as the centralized point of contact for Global and Canadian consumer compliance regulations to track and provide reporting on coverage annually; and
- Develop understanding of client’s business and aspects of client’s industry
- Prepare complex client correspondence including recommendations, technical issues and proposals
- Retain and develop new clients, including cultivate opportunities to cross-sell the firm’s full range of client services
- Liaise with business leaders to maintain positive and transparent working relationship and represent Audit on management committees and key projects
- Engage with a broad range of stakeholders, including other Internal Audit teams, first and second line of defence, regulators and industry experts
7
Skills For Senior Audit Gaap Resume
- Sound understanding of risk and controls
- Build an understanding of how Upfield does business in Markets and develop knowledge of the risks and business developments
- Certifications such as CPA, CIA
- SOX exposure highly desired
- Present findings in written and oral formats
8
Skills For Senior Audit Portfolio Manager, Director Resume
- ACA/CA/ACCA (ICAEW, ICAS, Irish Institute or equivalent international qualification) -preferably first time passes
- The ability to problem solve and think independently
- Take full responsibility for quality of work, delegate, supervise and review other staff’s work and take responsibility for their quality of work
- Assist in identifying and developing methods of employing current technology within Audit that increase productivity and accuracy of audit processes, possibly requiring participation on audits and special projects to gain an understanding of the audit process to provide appropriate automated solutions
- Analyze requests, develop specifications, code, test, document and roll out projects per standard project development practices
9
Skills For Senior Audit & Risk Management Professional Resume
- Assist in deploying hardware and software within the Department; ensure access and usage regulations including HNAH Security and Data Protection guidelines are followed
- Assist in developing the Audit Technical Services annual plan by scheduling development and maintenance projects, acquisitioning new technology and developing and delivering departmental training classes
- Maintain currency on application changes to determine validity of current library of routines; monitor project deliverables to plan required changes on a timely basis. Establish and monitor access to Company applications for the Department
- Demonstrates attributes of a strong team player with an ability to manage a team of audit professionals directly/ indirectly including recruitment, training, coaching and development
- Confident presentation and facilitations skills and strong interpersonal and leadership skills to facilitate working with auditors and senior management at all levels
- Has strong verbal and written communication skills with a high level of computer literacy
- Highly motivated and the ability to motivate others
- Provide leadership, direction, advice and guidance to the team, to consistently maintain high levels of integrity, motivation, and morale, especially through change
10
Skills For Senior Audit Controls Specialist Resume
- Provide strategic recommendations to audit senior management on improvement opportunities/process improvements and execute on recommendations to leading change
- Manage the team like a business and ensure key targets, such as financial and performance related are met
- Liaise with other TD groups as an ambassador for the Internal Audit division and participate in other corporate initiatives
- Provide ad-hoc support to People Manager and others in Audit Division to ensure success of the team and division
- As required by the assigned areas of responsibility
- Fifteen or more years of internal/external audit or risk management experience, including significant management and leadership responsibility with large complex financial institutions
- Relevant audit experience
- Extensive knowledge of risk assessment, audit methodology and execution
List of Typical Responsibilities For a Senior Audit Resume
1
Responsibilities For Senior Audit Group Manager Resume
- Strong analytical skills with ability to synthesize large amounts of data into clear, concise findings
- Leadership skills in a team with diverse nationalities and functional backgrounds
- Experience with governmental audit engagements
- Experience with Global and Canadian consumer compliance regulations
- Experience with audit related activities is an asset
- Relevant Internal Audit experience within a larger international company
- Good knowledge of Internal Audit and audit approach
- Offer involvement in various department-wide initiatives
- Complete monthly accounting close procedures and deliverables that includes journal entries, reconciliations, and reports in the compensation area in compliance with GAAP
2
Responsibilities For Senior Audit Accountant Resume
- Commitment and abilities to meet critical business deadlines
- Proficient in ERP systems
- Able to manage time well
- Completes audits under review of an audit shareholder
- Establishes additional responsibilities in specific areas of accounting interest, for example, budgets, investments, and information systems to become certified/licensed in those areas
- Uses technical competence and expertise to serve on JCCS committees and to lead JCCS teams
- Licensed C.P.A. by the Montana State Board of Public Accountants
- Prepare and review client correspondence, letters, e-mail, etc
3
Responsibilities For Senior, Audit Resume
- Plan and schedule engagement fieldwork with clients and firm resources
- Perform audit, review, and compilation testing procedures for complex areas and transactions in accordance with firm and professional standards as directed by engagement leaders
- Perform detailed reviews of workpapers completed by other associates
- Communicate proactively with clients, engagement leaders, and tax associates regarding open items, testing problems, or other important matters in a timely manner
- Prepare and review financial statements and footnotes, management reports, executive reports, and other requested deliverables
- Establish and monitor engagement time budgets
4
Responsibilities For Senior Audit Professional Resume
- Prepare tax-related information to include tax provisions, depreciation schedules, property tax returns, etc
- Participate in inventory observations as needed
- Accountable for the development of and contribution to a comprehensive and objective audit plan for Global Compliance
- Plan, direct and oversee the execution of audits to meet the Divisions audit objectives as well as ensure the Institute of Internal Audit (IIA) Professional and Internal Audit department standards are met
- Lead the risk assessment process to identify key risks and controls and safeguards that contribute to the development of policies/procedures to mitigate these risks
5
Responsibilities For Senior Audit Managers Resume
- Present objective and independent audit opinion on the adequacy of internal controls, including presentation of findings and recommendations to Audit management and Senior Executive of the Bank
- Develop and lead a team of audit professionals by providing regular performance and development feedback and coaching
- Review the regulatory & legal compliance risk category semi-annually for appropriateness for all TDBG audit entities and meet with applicable Audit Teams to present results
- Excellent interpersonal, relationship management, and analytical skills are required to ensure that new or emerging areas of risk and business trends are identified and incorporated into the audit approach
- Sound knowledge of Compliance procedures and systems
6
Responsibilities For Senior Audit Leader Resume
- Knowledge of the Bank’s regulatory environments
- Motivated and very well organized
- Socialize and educate others in the organization on COE strategy
- Lead a team of audit professionals and oversee all audit related activities of Financial Crimes and Fraud Management Group and other payment related audits. Provide coaching and development opportunities to team members to encourage colleagues to reach their best potential
- Ensure team-led audits are in line with TD General Audit Methodology standards
7
Responsibilities For Senior Audit Gaap Resume
- Execute against broader team audit plan to ensure team milestones and deadlines are met
- Communicate issues and potential issues with stakeholders in a clear, concise and timely manner
- Knowledge of the Bank's business operations
- Certified Fraud Examiner (CFE) designation or other fraud related designation is an asset
- Support the head of Internal Audit to create the new Internal Audit organisation and framework
8
Responsibilities For Senior Audit Portfolio Manager, Director Resume
- Lead the activities to create Scopes of Work
- Identify key risks in finance and evaluate the key controls that mitigate these risks, identify any weaknesses and develop recommendations to address these
- Lead/participate in cross-functional audit work globally
- Develop and implement with IA contract firm to create control framework
- Lead the implementation of the global internal audit strategy
- Ensuring that systems of internal controls, processes and procedures are adequate to manage risks, provide accurate financial reports and to safeguard corporate assets
9
Responsibilities For Senior Audit & Risk Management Professional Resume
- Deep curiosity about other business units, categories, and functions
- Mature self-starter able to work independently when in home country
- Strong knowledge of various accounting methodologies and regulatory requirements (GAAP, Generally Accepted Accounting Principles and/or IFRS, International Financial Reporting Standards)
- Provide planning, day-to-day leadership and direction to teams of employees by setting the context and direction, defining accountabilities, tasks and assignments
- Prepare audit and testing metrics for CF&P Management review and respond to deficiencies identified by Internal Audit and Independent testing teams, which would include performing re-tests of major/minor Corporate Audit Division (CAD) control deficiencies
- Oversee the team in providing a robust first line of defense by reviewing financial and operational controls through MCA and Independent GL assessments; including identification of control gaps and deficiencies in design and operational effectiveness of controls
- Build, develop and maintain effective relationships with internal business partners / stakeholders for the purposes of enhancing team effectiveness
10
Responsibilities For Senior Audit Controls Specialist Resume
- Excellent senior stakeholder and relationship management experience
- Audit experience – (Federal Audit experience highly desirable)
- Experience in managing teams and global audits
- Currently in a Senior Leadership Audit Role within a Global Organisation
- Prepare individual and corporate tax returns as necessary
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