Bank Examiner Resume Sample
Roel Tillman
812 Jordan Spur,
New York,
NY
+1 (555) 307 3586
Work Experience
Senior IT Bank Examiner
10/2017
-
PRESENT
Detroit, MI
- Conducts field examinations of financial institutions to include the analysis and evaluation of records, books, assets and liabilities, security procedures, securities, insurance policies, real estate, minutes of director's meetings, institution by-laws
- Determines compliance with laws, rules, and regulations and ensures safety and soundness of financial institutions
- Prepares comprehensive reports of examinations, including comments and conclusions
- Attends various training, technical schools and seminars to increase level of competence and to keep abreast of changes in laws, regulations, and procedures
- Works with senior staff members in full scope bank examinations or holding company inspections to assess the institution’s overall condition, risk management systems, and compliance with applicable laws and regulations during the examination process and/or through continuous monitoring
- Up to three years of direct work related experience
- Conduct supervisory activities to determine banking organizations’ compliance with regulations and statutes related to consumers including fair lending and CRA
Bank Examiner
09/2014
-
06/2017
Chicago, IL
- Gathers and analyzes information from multiple documentation sources in order to reach preliminary conclusions regarding aspect(s) of banking organization’s condition and the manner in which it is being operated
- Serve as Examiner-In-Charge of small to large banks and holding companies
- Assist the Examiner-in-Charge on small to large complex and/or problematic bank examinations
- Scope and coordinate the review of applicable examination areas
- Convey the results of the examination/inspection to bank management and boards of directors in an accurate, clear and concise manner
- Transfer knowledge to other examiners through coaching/mentoring
- Conduct integrated surveillance and monitoring activities of noncomplex entities
- Prepare and communicate supervisory findings of inspections, examinations and reviews
Assistant Bank Examiner / Examiner
06/2008
-
08/2014
Houston, TX
- Broad knowledge of retail banking deposit and lending operations and their related consumer banking laws, regulations and policies including CRA and fair lending, with the ability to apply and explain complex regulatory concepts
- Exceptional critical thinking skills, including the ability to assimilate new information, make sound decisions, manage multiple tasks, and assess compliance risks, risk controls and compliance risk management programs
- Proven team player with the ability to earn the trust and respect of colleagues, and to build collaborative relationships
- Strong negotiation, influencing and organizational skills
- Solid leadership skills and the ability to manage a team of examiners during supervisory activities and ability to provide candid and meaningful performance feedback
- Flexibility to adapt to new situations and work sites, including ability to travel overnight throughout the Second Federal Reserve District and to other Federal Reserve Banks as needed – up to 30% travel
- Commitment to a structured training program leading to Bank Examiner "commissioning"
- Develops skills to manage examination resources to ensure a thorough assessment of all key risk areas, including setting the scope/direction of the examination’s team review
- Participates and assists on generally noncomplex supervisory activities. Activities include financial analysis, assessment of compliance with laws and regulations, evaluation of risk within banking organizations, and an assessment of the effectiveness of the organization’s practices for identifying, measuring, monitoring, and controlling these risks
Education
University of Minnesota, Morris
2003 - 2008
Bachelor's Degree in Management
Professional Skills
- Sound financial analysis, accounting, problem solving, and judgment skills are required
- Marshal resources to complete assignments effectively and efficiently
- Possesses a strong proficiency in Microsoft Office products Possesses general business acumen
- Examiner: 4+ years of related experience
- Senior Examiner: 6 or more years of related experience
- Participates in post-examination activities such as compiling, analyzing, writing, and/or proof
- Provide assistance on complex/problematic Large Banking Organization examinations and bank/financial holding company inspections
How to write Bank Examiner Resume
Bank Examiner role is responsible for training, compliance, leadership, articulate, auditing, retail, credit, security, insurance, travel.
To write great resume for bank examiner job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Bank Examiner Resume
The section contact information is important in your bank examiner resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Bank Examiner Resume
The section work experience is an essential part of your bank examiner resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous bank examiner responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular bank examiner position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Bank Examiner resume experience can include:
- Proven team player with the ability to build collaborative relationships
- An understanding of retail banking deposit and lending operations and their related consumer banking laws and regulations, including fair lending and CRA
- Commitment to a structured training program leading to Bank Examiner "commissioning;"
- Safeguard equipment, sensitive data, and resources according to the SRC Information Security and Data Handling Handbook
- Serve as a regulatory central point of contact for holding company institutions
- Complete System schools and training modules to progress to commissioned examiner status
Education on a Bank Examiner Resume
Make sure to make education a priority on your bank examiner resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your bank examiner experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Bank Examiner Resume
When listing skills on your bank examiner resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical bank examiner skills:
- Solid leadership skills and the ability to manage a team of examiners during examinations and provide candid and meaningful performance feedback
- Seek out and participate in opportunities to enhance skills, including assisting with System or Reserve Bank special projects
- Communicates Effectively - Develops and delivers communications that convey a clear understanding of the unique needs of different audiences
- Exceptional critical thinking skills with the ability to assimilate new information, manage multiple tasks, and assess compliance risks
- Manages Complexity - Makes sense of complex, high quantity, and sometimes contradictory information to effectively solve problems
- Decision Quality - Makes good and timely decisions that keep the organization moving forward
List of Typical Skills For a Bank Examiner Resume
1
Skills For Senior IT Bank Examiner Resume
- Assess the effectiveness of compliance risk management practices and internal controls
- Develop risk assessments detailing the compliance risks of an institution
- Present supervisory findings and recommendations with supporting work papers
- A cumulative grade point average (GPA) of 3.0 or higher
- Identify and communicate risks through the examination process
2
Skills For Assistant Bank Examiner / Examiner Resume
- Willingness and ability to travel up to 50-80% of the time. Travel consists of four, ten-hour days (3 nights away) per week
- Assist or lead and manage supervisory events or serve as head of a functional area at a wide range of supervised institutions, including determining scope, rating, resource needs, and work assignments of crew, and assign appropriate ratings
- Draft, review, organize, verify, and evaluate supervisory event documents prepared by self and others
- Analyze supervised institution performance regarding laws, regulations, and regulatory policies and support conclusions about overall status of supervised institution regardless of size or complexity
- Communicate, describe, support, and discuss findings of supervisory events with Reserve Bank and supervised institution management
- Develops Talent - Develops people to meet both their career goals and the organization’s goals (Commissioned examiners)
- Conduct examinations to determine banks’ compliance with consumer protection laws and regulations, including fair lending and Community Reinvestment Act (CRA)
3
Skills For Safety & Soundness Community Bank Examiner Resume
- Identify, assess, and address complex supervisory issues and compliance risks, and make recommendations for improvement
- Provide leadership as needed to field staff to achieve consistency in examination processes; and
- Strong communication skills (verbal and written), including the ability to clearly articulate supervisory concerns as well as the ability to stay focused on key messages and to manage questions and discussions effectively during meetings
- Flexibility to adapt to new situations and work sites, including the ability to travel overnight throughout the Second Federal Reserve District and to other Federal Reserve Banks as needed (up to 30% travel)
- Participates and serves effectively as an Examiner-In-Charge (EIC) to ensure the successful completion of an examination or inspection including the assessment of the institution's overall condition, risk management systems, and compliance with applicable laws and regulations; performs continuous monitoring
- Develops and presents supervisory recommendations and responses to resolve moderately complex issues
4
Skills For Commissioned Bank Examiner Resume
- Develops examination and project plans, timelines, and milestones for moderately complex to complex examinations
- Creates and provides focused and value added reports, documents, and other correspondence to internal and external stakeholders
- Builds relationships within the team, department and division; develops relationships with internal and external stakeholders such as other Reserve Banks, the Board of Governors and other regulatory agencies
- Provides guidance, training and constructive feedback to less experienced staff; provides feedback on the examinations team’s performance when acting as EIC of an examination
- Community Bank - focus on overall financial safety and soundness of institutions within the 7th District
- Consumer Compliance - assess a bank’s compliance with consumer laws and regulations. Address areas such as prohibitions against discriminatory lending practices and disclosure requirements for loan documents
5
Skills For Bank Examiner / Senior Examiner Resume
- Present supervisory findings and recommendations with supporting workpapers
- Develops Talent - Develops people to meet both their career goals and the organization’s goals (Commissioned examiners.)
- Participates in supervisory activities including financial and risk management analysis. Verifies adherence to laws, regulations, regulatory guidance, and commitments. Confers with bank personnel to gather information and communicates any issues that arise during supervisory activities, including conclusions and regulatory ratings for specific factors, to examination leadership. Assists in
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