Assurance Resume Sample
Jacques Ferry
745 Waters Brooks,
Houston,
TX
+1 (555) 560 9291
Work Experience
Head of Assurance
08/2015
-
PRESENT
Philadelphia, PA
- Providing expert advice to the Regional Service Line Managing Partner and his team regarding the best way to execute EY’s overall go-to-market strategy in response to the dynamics in that specific Service Line
- Acting as the Service Line strategic advisor and coach for Global Client Service Partners (GCSPs) serving the top accounts in the Region
- Providing sales training and driving pursuit excellence across the Region around Service Line solutions
- Driving the Service Line solutions and initiatives through their respective Service Line, the Market Segments and G360 accounts
- Understand EY’s business; effectively navigate EY’s and BMC’s matrix organization to access, inform and engage the right people at the right time
- Reviews and assesses area(s) of responsibility in the U.S. Compliance Functions in accordance with the planned review schedule
- Coordinates administrative aspects of conducting a functional review (e.g., scheduling, sending out request lists, tracking information received, etc.)
- Completes workplan and prepares workpapers supporting work performed
- Supports the preparation and issuance of reports for each functional review
Assurance
11/2008
-
03/2015
Boston, MA
- Analyze and provide feedback around risks associated with the offering of new and/or enhanced products, services, processes, business initiatives, and outsourced third party activities
- Direct the development and recommend for approval policies, standards, procedures and guideline to comply with corporate risk appetites, tolerances and policies
- Direct and deliver training to LOB personnel, Risk Management staff, and others to enhance organizational understanding of the risk evaluation processes, Key policies and programs, risk/control documentation and assessments, and compliance risk best practices
- Provide strong leadership, mentoring, and guidance to subordinates, peers and other members of the team as well as other members of Risk Management
- Provide authoritative and consultative advice and support to management and employees utilizing independence yet providing sound solutions. Interact with more senior level clients within the organization. Conduct review and challenge activities and escalation, as required
- Escalate promptly to appropriate senior management or appropriate risk committee any material breaches of applicable laws, rules, policies or standards with an actual or potential compliance risk impact, and assist in determining the necessary corrective action
- Prepares memoranda and other working papers, letters, and correspondence (e.g., Audit Planning Memorandum, Audit Approach Plan, management letter, and correspondence with the client)
- Participates in meetings with the client engagement team and the client. Presents information to others in one-on-one and small group situations, such as verbal presentations to client personnel
Summer Tax & Assurance Internship
03/2005
-
08/2008
Houston, TX
- Maintains up to date records of the implementation of review recommendations
- Assists with the production of management information in relation to the reviews undertaken
- Makes recommendations to manager to improve effectiveness and efficiency of the team
- Works independently on less complex aspects of reviews that have direct impact on alignment to the Global Assurance model
- Provides support to Team Leads on more complex aspects of reviews
- Manage risk-based monitoring and evaluation activities, including an ongoing evaluation of high risk topics and regulatory changes, to ensure they support an effective, sustainable risk management process
- Demonstrates product, industry, and regulatory subject matter expertise and its applicability to risk management strategies
Education
Strayer University - Woodbridge Campus
2000 - 2005
Bachelor's Degree in Accounting
Professional Skills
- Good negotiation skills and demonstrable experience using these skills with key Risk partners (Regulatory bodies, Internal Audit, External Audit, ORM, IRM etc)
- Possess 3-5 years of computerized accounting experience with strong communication and analytical skills
- Excellent communication skills, able to work effectively and tactfully with all levels of personnel, inside and outside of the company
- Demonstrated strong analytical skills and organisational abilities
- Developing team members by instilling strong audit, accounting and tax skills and encouraging them to be accountable for their contributions to the team
- Developing strong technical audit, accounting and tax skills
- Strong technical skills and practical knowledge of auditing requirements including internal controls testing
How to write Assurance Resume
Assurance role is responsible for leadership, analytical, technical, accounting, tax, auditing, presentation, interpersonal, business, programming.
To write great resume for assurance job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Assurance Resume
The section contact information is important in your assurance resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Assurance Resume
The section work experience is an essential part of your assurance resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous assurance responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular assurance position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Assurance resume experience can include:
- Strong report writing skills and excellent communication/presentation skills
- Strong computer literacy including effective working skills of Microsoft Word, Excel, Outlook and PowerPoint
- Relevant Information Security Experience with proven skills in
- Experience at a senior level of risk planning and strategy writing, along with fantastic communication and stakeholder management skills
- Strong interpersonal skills and an aptitude for supervising teams and mentoring individuals
- PC Skills: Strong knowledge of Windows 2000, Microsoft Word and Excel required
Education on an Assurance Resume
Make sure to make education a priority on your assurance resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your assurance experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Assurance Resume
When listing skills on your assurance resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical assurance skills:
- Excellent oral and written communication skills in English, with the ability to interact effectively with all levels of management
- Strong computer literacy including effective working skills of Microsoft Word and Outlook
- Solid technical auditing and accounting skills with a strong risk management mindset
- Working with a dynamic and experienced team to effectively delivering engagements
- Strong planning, budgeting, resource planning, performance management skills required
- Strong financial accounting / management experience with 18 months’ post qualification working experience
List of Typical Experience For an Assurance Resume
1
Experience For Accounting Technician, Assurance & Accounting Resume
- Act as thought leader in all aspects of issue assurance/validation , leveraging prior experience in effective audit practices and project management
- Experience working for a public accounting firm, or industry experience within insurance, banking or investment management
- Experience in Good understanding on Automation, Scripting and debugging tools are desirable
- Experience performing quality assurance or analytical/interpretive work including 1 or more years’ experience in a supervisory or managerial role
- Approximately 8 years of experience as an auditor for a public accounting firm, or particular business/industry experience to meet special needs
- Approximately 3 years of experience as an auditor for a public accounting firm, or particular business/industry experience to meet special needs
- Approximately 5 years of experience as an auditor for a public accounting firm, or particular business/industry experience to meet special needs
- Approximately 2-4 years of experience as an auditor for a public accounting firm, or particular business/industry experience to meet special needs
- Approximately 5-8 years of experience as an auditor for a public accounting firm, or particular business/industry experience to meet special needs
2
Experience For Accountant, Assurance & Accounting Resume
- Experience, including 3+ years of management experience
- Approximately 1-3 years of experience as an auditor for a public accounting firm, or particular business/industry experience to meet special needs
- Approximately 9-12 years of experience as an auditor for a public accounting firm, or particular business/industry experience to meet special needs
- Building out a best-in-class issues assurance team to complement the existing issue validation processes that exists today within the department
- Relevant experience in financial planning, paraplanning and/or a compliance or coaching role within wealth
3
Experience For Extended Assurance Resume
- Recent experience working in a public accounting environment, with exposure to manufacturing and distribution clients
- One (1) to three (3) years of accounting related experience in public accounting working on public company engagements
- Experience working with accounting and tax software such as Caseware, TaxPrep/TaxCycle, Quickbooks and Simply Accounting
- One (1) to two (2) years of accounting related experience in public accounting, working on public company engagements is an asset
- Experience of developing and implementing marketing strategy matched to commercial objectives
4
Experience For Head of Assurance Resume
- Current or recent experience in a public accounting environment, auditing financial statements
- Financial Planning or Paraplanning experience
- Experience of Risk Assurance projects including Prudential Reporting ( BoE/PRA, FCA) , Client Assets Reviews (CASS); Financial Crime is beneficial
- Experience working in a mid to large size public accounting firm
- Recent experience working in a public accounting environment
- External auditing experience with 2-3 years as in-charge on engagements within Public accounting
- External auditing experience with 1-2 years as in-charge on engagements within Public accounting
- Work experience in accounting or auditing
5
Experience For Assurance Supervisor Resume
- Recent experience working in a public accounting environment, with a focus on Non-Profit/Governmental clients
- Recent experience working in a public accounting environment
- Recent experience working in a public accounting environment, with a focus on healthcare clients
- Recent experience working in a public accounting environment with a focus in NFP
- Experience working in large accounting firm
6
Experience For Manager, Revenue Assurance Resume
- Work within budgetary and time constraints and have experience managing and developing a team
- Recent experience working in a public accounting environment with a focus in the commericial industries
- In-charge experience with supervising associates while running multiple audits
- Previous experience auditing business services and related organizations to include manufacturing, wholesale and distribution
- Recent experience working in a public accounting environment
7
Experience For Financial Services Assurance Resume
- Good working knowledge of trial balances, general ledger (GL) databases, financial statement close processes and accounting matters
- Knowledge of and/or experience working with Accounting Standards for Private Enterprises (ASPE) is considered an asset
- One (1) to three (3) years of accounting related experience in public accounting
- Knowledge of and/or experience working with Accounting Standards for Private Enterprises (ASPE)
- Experience of leading high-performing teams
- Conduct market research, gather information and negotiate contracts/venues prior to closing any deals
- Establish a strong external network with peer firms for benchmarking and implementation of industry best practices
- Experience as an auditor in a public accounting firm
8
Experience For Assurance Auditor Resume
- Demonstrated ability to deal with ambiguous situations and dynamic/changing business requirements
- Develop/maintain strong working relationships with key business decision makers in clients to communicate value and inform them of the firm's scope of services
- Engaged in Cost Engineering project experience (proficient in Construction/ Installation/ Decoration etc.)
- Strong understanding of advice compliance issues
- Have good spelling, grammar, punctuation, and English usage and able to accurately describe images in words, and record all verbiage in the database correctly
- Acquire a good command of English both in writing and oral communication
- A strong understanding of our products, risks, processes and controls
9
Experience For UKI Assurance Resume
- Acquire a good command of English and Chinese both in writing and oral communication
- Experience as an auditor in a public accounting firm
- Good knowledge of accounting standards an advantage
- A CPA or demonstrated progress toward obtaining CPA certification
- Proven record of building profitable, sustainable client relationship
- CPA or demonstrated progress toward obtaining CPA certification
- Proven record of building profitable, sustainable client relationships
- Supervisor level experience within a public accounting firm and have expertise in all aspects of external audit and engagement management
10
Experience For Manager, Accounting & Assurance Resume
- External auditing experience
- Current or recent experience in public accounting environment
- Current or recent experience in public accounting
- Public accounting experience as an audit professional
- Current or recent experience in public accounting environment with a focus in Financial Services
- Experience in auditing High Tech and Software companies
List of Typical Skills For an Assurance Resume
1
Skills For Accounting Technician, Assurance & Accounting Resume
- Strong programming skill with demonstrated aptitude in quantitative analysis
- Strong interpersonal skills with the ability to communicate clearly, both verbally and in writing
- Significant experience in a similar role combined with proven experience and understanding of the software development lifecycle
- Strong object-orientated programming skills, specifically in C#
- Strong SQL scripting skills advantageous
- Excellent spelling, grammar, organizational and analytical skills required
- Strong written and grammatical skills required
- Bilingual (excellent oral & written French language skills)
- Strong communication skills, able to be commercial and credible with senior leadership
2
Skills For Accountant, Assurance & Accounting Resume
- Time management and organisational skills to prioritise audits and tasks
- Demonstrated leaderships skills
- Dynamic individual with strong technical skills as well as the ability to interact professionally with senior client management
- Receiving in-depth and regular training on Information Technology business processes and soft skills including project management and
- Expanding your skills into understanding business risks and controls
- Programming skills in one of the following languages: VBA, SAS, C#, C++
- Programming skills [beneficial]
- Solid experience in Brand Assurance/Retail buying, merchandising, product development, or overseas manufacturing/sourcing
3
Skills For Extended Assurance Resume
- Experience working for a public accounting firm, or industry experience within insurance, banking or investment management
- Approximately 8 years of experience working for a public accounting firm, or industry experience within insurance, banking or investment management
- Experience of working with or for a financial services regulator or evidence of an existing network of client contracts across the industry would be beneficial
- Experience in auditing across multiple industries, as well as experience in auditing publicly owned SEC registrants
- Experience in public accounting with experience in manufacturing and distribution industry
- Prior consulting experience in banking or insurance environment
- Approximately 3 years of experience as an auditor for a public accounting firm, or industry experience within insurance, banking or investment management
4
Skills For Head of Assurance Resume
- Report writing skills to enable audit results to be documented factually and impartially on Entropy
- An excellent team player capable of delivering excellent results under pressure and to strict deadlines
- Experience in financial services audit experience preferably with exposure to auditing Swap Dealer, Volcker and Securities Regulation
- High computer literacy, with solid working experience in Microsoft Office
- Strong experience leveraging WPF / XAML technology
- Strong experience leveraging Entity Framework technology
- Strong interpersonal and communicational and networking skill
5
Skills For Assurance Supervisor Resume
- Project management experience - previous work experience in any of the following areas would be useful
- Approximately 1-2 years of experience as an auditor for a public accounting firm, or particular business/industry experience to meet special needs
- Approximately 2 -3 years of experience as an auditor for a public accounting firm, or particular business/industry experience to meet special needs
- Experience as an auditor for a public accounting firm, or industry experiences
- SAS and SQL skills (both advanced level)
- Experience in public accounting with experience in local government/public sector/Not for Profit industry
6
Skills For Manager, Revenue Assurance Resume
- Approximately five years of audit experience at the management level or above and have experience in the planning and management of client engagements
- Experience working at a Big 4 or from large public firms and experience in a paperless audit environment
- Analytical skills - ability to analyze large volumes of data (millions of transaction records), interpret them, make conclusions and take actions
- Experience in internal/external audit or commensurate experience in a global major financial institution
- Strong financial statement audit experience
- Communication skills to facilitate interaction with colleagues at all levels within D&M
- IT skills to enable the use of Entropy, EQMS, Microsoft Office Suite etc
- Mastery of interpersonal skills to drive and influence change without direct authority
7
Skills For Financial Services Assurance Resume
- With respect to management skills
- Project/ engagement management skills
- Desired Experience - 2 years experience as a business analyst
- Updated technical knowledge to effectively manage risk
- Strong experience in data mining and quantitative research techniques
- Highly organized, with strong attention to detail, and an ability to prioritize a large volume of work in a fast-paced environment
- To ensure that managerial skills are learned in a safe environment, from persons who essentially have the same job description as themselves
- Leadership skills and ability to manage people and projects from different cultures
8
Skills For Assurance Auditor Resume
- Approximately 3 years of experience working for a public accounting firm, or industry experience within insurance, banking or investment management
- Experience working for a public accounting firm, or industry experience
- Strong experience in forensic technology in a professional services firm or fraud risk management department of a large organization
- Leadership /soft skills required
- Prior experience in Risk Management (Credit, Operational, Market Risk, Liquidity, or Interest Rate Risk)
9
Skills For UKI Assurance Resume
- Conducting control reviews on behalf of the regulator under the FCA’s s166 Skilled Person framework
- Working experience in enterprise risk management, contract management and legal risk management in a corporate environment
- Supporting the development of a strong risk management culture across the bank, continually challenging existing controls
- Allocating resource to planned activity based on an agreed prioristation against the bank’s material risks
- Broad ranging audit experience including planning, controlling and completing a diverse range of assignments
- Extensive experience reviewing conditions and events to determine DOE reportability, and in preparing, filing, and updating DOE Occurrence reports
- Post qualification) in auditing or finance controllership roles including at least 2 years of Financial Accounting and Advisory experience
- One to three years of accounting related experience in public accounting working on public company engagements
10
Skills For Manager, Accounting & Assurance Resume
- Experience working with accounting and tax software such as Caseware, Profile, Quickbooks, Ag Expert and Simply Accounting is beneficial
- Recent experience working in a public accounting environment, with a focus on Manufacturing and Distribution clients
- Experience working with, or exposure to, accounting and tax software such as Caseware, Profile, Quickbooks and Simply Accounting is necessary
- Experience working with, or exposure to, accounting and tax software such as Caseware, Profile, Quickbooks and Simply Accounting is critical
- Experience working with, or exposure to, accounting and tax software such as Caseware, Profile, Quickbooks, AgExpert and Simply Accounting is beneficial
- Experience working with, or exposure to, accounting and tax software such as Caseware, Profile, Quickbooks, Sage 50 (Simply Accounting) is beneficial
- Experience working with, or exposure to, accounting and tax software such as Caseware, Tax Prep, Quickbooks and Simply Accounting is beneficial
List of Typical Responsibilities For an Assurance Resume
1
Responsibilities For Accounting Technician, Assurance & Accounting Resume
- Proven ability to prioritize projects and deliverables and interact effectively with cross-functional teams
- Excellent technical expertise with proven audit experience in one of the following: Technology, Media or Telecoms
- Strong analytical skills and an aptitude for assessing risk
- Proven ability to manage both BAU and significant Change simultaneously and effectively
- Consistently effective communication skills
- Communicating confidently and effectively using a variety of communication styles across different contexts
- Exhibiting project management skills
2
Responsibilities For Accountant, Assurance & Accounting Resume
- Delegating effectively tasks and providing direction and support to more junior team members
- Working effectively as part of a diverse delivery team; and,
- Relevant working experiences, preferably with experience in handling sizeable projects in the commercial field
- Proven experience advising clients on technical accounting as well as general business issues
- Prior experience in policy writing
- Study for CPA while working; effectively manage both work and studiesCredentials
3
Responsibilities For Extended Assurance Resume
- Prior experience in audit/compliance/legal would be helpful
- Work effectively leading a project as well as being a team member
- Competent report writing and presentation skills in English
- Demonstrate strong dedication to teamwork
- Communicate effectively with all levels intern - partner as well as engagement details with clients
4
Responsibilities For Head of Assurance Resume
- Effectively manage both work and studies (if applicable)
- Effectively plan engagement, and delegate to and supervise staff
- Can engage with other relevant IT peers effectively
- Solid experience on financial services clients
- Adjusting to shifting priorities and challenges and ability to juggle new and multiple tasks
- Proven ability in process mapping and modeling, analytical thinking, active listening and technical or business writing
- Experience in identifying, developing and implementing compliance policies
- Knowledge of and experience implementing and maintaining Work Planning and Controls (WP&C)
5
Responsibilities For Assurance Supervisor Resume
- A CPA designation, including 1 year management experience within a public accounting firm
- Experience or exposure in leading and developing teams
- Strong personal attributes relating to discipline, meticulous attention to detail, assertiveness, change and getting things done
- Possesses a solid understanding of business and financial accounting processes
- Knowledge and experience of working in a dynamic, demanding environment is essential
- Ideally a good working knowledge of UK broadband infrastructure and operating model (e.g., role of BT Openreach)
- Approximately 5 – 8 years of experience working for a public accounting firm
- Current or recent experience in a public accounting environment, auditing financial statements
- Solid understanding of audit issues relating to organizational issues and attest services
6
Responsibilities For Manager, Revenue Assurance Resume
- Execute based on effective audit practices and reporting
- Extensive years of Banking Technology experience
- Good inter-personal relationship as it requires working with senior members in the Assurance team
- Previous experience and proficiency in dealing with complex technical issues in an application support arena
- Have experience working with MNCs or larger domestic Indian companies
- Have experience serving a hedge fund, mutual fund or private equity client is an advantage
- Experience in Lnowledge of Computer architecture and industry architectures such as PCI-e, Virtualization, Partitioning,
7
Responsibilities For Financial Services Assurance Resume
- Experience in Linux, Unix or AIX Operating Systems
- Strong financial modelling / risk analytics background
- Experience in Financial Institutions serving as valuation control, product control or similar valuation function in BIG-4 or other mid-tier firm
- Has a good working knowledge of Excel and one or more financial/ ERP systems
- Strong understanding of business processes, risks and application controls
- Successful completion of two accounting courses prior to start of internship
- We are looking for assurance professionals, who are likely to be ACA, ACCA, CIMA, US CPA or CA qualified, who have a strong background in Financial Services
- 10+ experience in a technical discipline including but not limited to server, network, distributed and mainframe environments
8
Responsibilities For Assurance Auditor Resume
- In-depth understanding of US GAAP, IFRS and/or HK GAAP and strong IPO related knowledge
- Experience working with both public and private entities
- Experience managing large and complex public and private company audits at a national or mid-sized firm
- Business experience working in a regulated environment (i.e. FCRA)
- Regulatory reporting and exam experience
- Recent relevant audit work experience at mid-size to large public accounting firms
- Experience in the financial services industry, preferably in banking sector, audit firm, consultancy firm or regulatory
- Public accounting external audit experience
9
Responsibilities For UKI Assurance Resume
- Experience as an auditor in a public accounting firm
- Substantial experience of working within at least one or more specialist disciplines
- Previous experience auditing organizations
- Relevant experience within a large company, which includes dealing directly with the client
- Experience in Financial Planning or Paraplanner
- Determine enhancements required to the current issue assurance methodology and strategic issues platform to facilitate a more effective and efficient process
- Experience of IFRS, CAS or US GAAP
- Proven ability to understand and interpret regulations, regulatory guidance and apply such in a practical manner
10
Responsibilities For Manager, Accounting & Assurance Resume
- Graduate/post-graduate with over two years experience
- Goods and Services Tax (GST) returns, financial statements and personal and corporate tax returns
- Develop/maintain strong working relationships with Japanese management throughout the year to communicate value and inform them of the firm's scope of services
- Excellent command of spoken and written Japanese and English or Chinese
- 2-4+ busy seasons of public accounting experience as an external audit professional
- Recent experience working in a public accounting environment
- Excellent client orientation and relationships
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