Regulatory Affairs Officer Resume Sample

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Elmira Leannon
4046 Altenwerth Causeway,  New York,  NY
+1 (555) 176 6878

Work Experience


Senior Regulatory Affairs Officer
01/2016 - PRESENT
Detroit, MI
  • Assist with the administration and monitoring of RJF’s New Products Review Process
  • Work with business unit leaders to develop, communicate and implement strategies, procedures and technology systems designed to enhance the firm’s compliance function
  • Ensure procedures are appropriately documented and referenced in the firm’s compliance manuals and standard operating procedures
  • Prepares and reviews CMC documentation required to support submissions e.g. IMPD updates, MAA, post approval variations and renewals
  • Evaluation of proposed changes and participate in deciding if variation applications are required for MAs
  • Ensure dossier (incl. Module 3) and file history is kept updated and secure archiving of correspondence and documentation relevant for the MAs
  • Close collaboration with headquarter and 3rd party manufacturers for planning of renewals / variations
Regulatory Affairs Officer
02/2013 - 11/2015
New York, NY
  • Setup implementation plans and provide texts when changes in relation to printed packaging material are to be implemented for the departments products
  • Release of artwork to labelling
  • Compliance check of product dossiers on a regular basis
  • Liaison with QA regarding relevant quality documents (module 3)
  • Regulatory handling of Change Controls / NCs and other relevant databases
  • Keeping updated on EU and national legislation in each of the Nordic countries. Share the knowledge hereof in assigned electronic media and orally in meetings
  • Negotiate with regulatory authorities
Country Regulatory Affairs Officer
10/2009 - 01/2013
Los Angeles, CA
  • Secure that MAs are withdrawn if requested by relevant stakeholder
  • Participate in the on-going development of the department - Participate and deliver regulatory input in regulatory/cross functional projects
  • Handling medical inquiry request from customer phone
  • Maintenance (LCM) and ensuring regulatory compliance of marketing authorizations
  • Safety updates/text management of national texts including preparation
  • Prepare and ensure timely submission of national texts and mock-ups for Global products (MRP/DPC and CP) in the Nordics within own Therapeutic Areas
  • Participate in implementation of new structure with e-2-e ownership in RA LCM Global Product team

Education


Everest University - Tampa Campus
2003 - 2008
Science's Degree in Pharmacy

Professional Skills


  • Good communication skills and facilitation skills, ability to interact in a multicultural environment
  • Fluent English, excellent writing and editing skills
  • Excellent time-management skills, multi-tasking ability and ability to work in a high-pressure environment with limited supervision
  • Demonstrates negotiation skills and is confident in making decisions with minimal supervision
  • Excellent computer skills e.g. Word, Excel
  • Sharp business acumen and excellent interpersonal skills
  • Organizational Skills: Prioritizes tasks efficiently and productively, and manages time well

How to write Regulatory Affairs Officer Resume

Regulatory Affairs Officer role is responsible for training, supervision, negotiation, interpersonal, software, travel, research, design, manufacturing, reporting.
To write great resume for regulatory affairs officer job, your resume must include:

  • Your contact information
  • Work experience
  • Education
  • Skill listing

Contact Information For Regulatory Affairs Officer Resume

The section contact information is important in your regulatory affairs officer resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:

  • First and last name
  • Email
  • Telephone number

Work Experience in Your Regulatory Affairs Officer Resume

The section work experience is an essential part of your regulatory affairs officer resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous regulatory affairs officer responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular regulatory affairs officer position you're applying to. The work experience section should be the detailed summary of your latest 3 or 4 positions.

Representative Regulatory Affairs Officer resume experience can include:

  • Good, solid interpersonal communication (oral and written) and organization skills
  • Collaborating effectively and meeting with Regulatory Agencies and Clients
  • Planning, organizing and time management skills, as well as attention to detail
  • Problem solving including ability to communicate effectively and efficiently (both written and oral)
  • Microsoft Office skills (in particular MS Word, MS Excel, MS PowerPoint)
  • Good computer skill in EXCEL, POWERPOINT and WORD

Education on a Regulatory Affairs Officer Resume

Make sure to make education a priority on your regulatory affairs officer resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your regulatory affairs officer experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.

Additional details to include:

  • School you graduated from
  • Major/ minor
  • Year of graduation
  • Location of school

These are the four additional pieces of information you should mention when listing your education on your resume.

Professional Skills in Regulatory Affairs Officer Resume

When listing skills on your regulatory affairs officer resume, remember always to be honest about your level of ability. Include the Skills section after experience.

Present the most important skills in your resume, there's a list of typical regulatory affairs officer skills:

  • Understand and keep up to date with the firms business, products and the regulatory and commercial environment in which it operates to contribute to the implementation of appropriate compliance policies, procedures and standards; and
  • Good project management skills desirable
  • Proven ability to communicate effectively in teams, small groups and in a presentation environment
  • Regulatory experience in a regulatory authority facing role, supported by additional pharmaceutical /industry experience
  • Have experience in some aspect of pharmaceutical industry. No previous experience in Regulatory Affairs is necessary
  • Have the ability to work well with others and effectively interact with other departments

List of Typical Experience For a Regulatory Affairs Officer Resume

1

Experience For Senior Regulatory Affairs Officer Resume

  • Highly effective communicator with written, verbal and presentation skills. Good administrative skills
  • Strong organisational skills and Microsoft Office skills (Word, Excel and Power Point)
  • Administratively well-organised, have attention to detail, possess strong written and oral communication skills and be able to manage multiple priorities
  • Effectively support the regulatory affairs team to achieve regulatory plans in accordance with agreed business priorities
  • Improve skills and knowledge of employees by developing and ensuring communication and training
2

Experience For Principle Regulatory Affairs Officer Resume

  • Experience in the banking industry in either compliance, risk control or an internal audit department, consultancy firm or a regulator
  • Operate with minimal to no supervision and to establish professional, credible relationships within CSL Behring and externally
  • Risk management, audit, legal, regulatory and/or quantitative experience
  • Experience of or an understanding of a customer support role
  • Prioritise, plan and organise work with the appropriate sense of urgency based on customers and business needs
  • Willing to perform diverse activities, including operational tasks, for instance formatting, regulatory systems etc
  • Preparing Scientific Advice Packages / Meeting with authorities, PIP submissions, ODD submission and/or coordinate MAA submissions
3

Experience For Country Regulatory Affairs Officer Resume

  • Overseeing the Project management of a European or Global regulatory team
  • Providing strategic insights to support the European team
  • Take full responsibility for all regulatory correspondence and response to reviews and exams including organizing and attending meetings
  • Provide underlying information required for senior management briefing notes and helping produce the final notes
  • Manage a tracker of regulatory communication and organising record keeping of all regulatory correspondences
  • Manage examinations and reviews on behalf of Groups US operating entities
  • Perform exam preparation, senior management briefing, and the execution of the firm's regulatory engagement plan
  • Comprehensive ABPI Code training, to include seminars and Code Forums
  • Provide specific regulatory training to new hires and younger staff
4

Experience For Regulatory Affairs Officer Healthcare Resume

  • Prepare submissions for regional and global reporting based on the designated templates
  • Ensure maintenance of CCR tracking and information in the ICSA team Sharepoint
  • Review and approval of Product Specific Annex (PSA) and Pre Launch Check List (PLC)
  • Ensure all regulatory activities are in alignment with the strategic direction of the GRAST and Asia Commercial Operations
  • Contribute to a GRA Strategy Document for allocated projects and provide review of regional regulatory strategies
5

Experience For Regulatory Affairs Officer Resume

  • Contribute to a submission schedule for each product, reflecting all scheduled submissions, e.g. variations, renewals, commitments, PSURs, site registration, plasma-related registrations etc
  • Departmental management (Handling incoming and outgoing correspondences, including archiving; Maintain the local product files in line with current registered authorization details according to the relevant local and EU legislation)
  • Compliance (Contribute to compliance with all regulatory requirements (e.g. timely submission of dossiers, timely implementation of new national and international legislation, timely implementation and training of SOP’s & supporting systems; Maintain an awareness of regulatory guidelines/directives/national requirements)
  • External contacts (Ensure positive interaction in any communication with the local health authority, in general and on product-specific topics)
  • Miscellaneous (Support and contribute to GRA-EMEA initiatives; Contribute to initiatives around lessons learnt and change management to ensure efficiency gains; Pack-mat activities; Administrative support of Pharmacovigilance department)
  • Provide full regulatory support for assigned clinical trials in UK and Ireland. Includes the preparation and submission of new trial applications, preparation and submission of substantial amendments, Urgent Safety Restrictions and submissions of DSURs
  • Provide regulatory input on status to brand or trial teams, or other local or corporate colleagues
  • Take responsibility for completion of assigned training and own development,develop and maintain an up to date knowledge and awareness of regulatory requirements and developments, and apply these within the sphere of own role
  • Contribute to the completion of corporate and local initiatives and projects and to process improvements within the department, including input to the drafting and updating of documented processes
6

Experience For Senior Regulatory Affairs Officer Resume

  • Prioritise workload on a daily basis and maintain an up to date plan of ongoing and future work
  • Support audits and inspections and the investigation of non-compliances or other issues
  • Manage a heavy and varied workload with possible conflicting and changing deadlines and respond quickly and positively to changes, showing a flexible can-do attitude
  • Strong IT skills and aptitude for working with databases
  • Work independently and pro-actively but also to identify when additional support or input is needed
7

Experience For Principle Regulatory Affairs Officer Resume

  • Excellent written communication skills with attention to detail. Ability to interpret and summarise guidelines and scientific information. Written communications are concise and clear
  • Strong interpersonal skills, able to interact and engage with internal and external stakeholders
  • Identifying, implementing and managing key RA Departmental/Therapy Area projects either on an individual basis or as part of the RA Management Team, based on both short and long term RA Department objectives
  • Actively contribute to the fact that the RA Department has effective and efficient processes in place. This includes (but it is not limited to) interactions with HUBs (Labeling, Submission and CMC)
  • Experience in a medical device Regulatory position
  • Experience in ISO 13485, ISO 14155 and ISO 14971
8

Experience For Country Regulatory Affairs Officer Resume

  • Experience in 21CFR Part 820 Quality System Regulation (QSR)
  • Responsible for system data updates
  • To participate in/lead, cross-functional project teams, to address business needs in line with business objectives and strategic imperatives
  • To monitor regulatory activities related to his/her specific therapy area in accordance with reporting lines and assist with the management of projects as necessary to ensure compliance with regulatory authority and corporate requirements
  • Give advice on regulatory issues to the development team
  • Research and write submissions for Pre-Market Approval
9

Experience For Regulatory Affairs Officer Healthcare Resume

  • Provide regulatory support for clinical studies
  • Input into PMS activities
  • Creation, implementation and maintenance of Regulatory procedures
  • To prepare and issue confidentiality agreements, Letters of Access, regulatory statements/declarations and other administrative documentation required to support our customers’ Marketing Authorisation Applications
  • To assist in the submission of the DMFs and other regulatory documents (paper and electronic) to the regulatory authorities and to customers. To respond to any regulatory questions regarding these submissions
  • To ensure that DMFs are maintained after submission by amendments and updates to regulatory authorities and to customers in order to maintain approvals and ensure regulatory compliance
  • Co-ordinates, prepares, submits and follows up registration applications to the UK regulatory authorities, expeditiously and to high standards, to ensure that marketing authorisations are obtained and maintained in line with the company's plans and goals
  • Prepare or manage the preparation of regulatory submissions under supervision, to the highest possible standards within the agreed timeframe for submitting to the regulatory authorities
  • Review labelling, pack leaflets and summary of product characteristics etc. to ensure compliance with current legislation and registered particulars and take action, as agreed with supervisor, to secure regulatory approval where necessary
10

Experience For Regulatory Affairs Officer Resume

  • Assist and provide support in the preparation, distribution and follow up of registration documentation required for the UK
  • Develop a comprehensive understanding of the regulatory requirements for marketing authorisations in the EU (specifically UK) to enable regulatory submissions to be compiled in line with the current requirements
  • Establish and maintain effective liaison with the Medicines & Healthcare Products Regulatory Agency and other relevant personnel, including medical affairs, marketing, production, and research and development personnel, both within and outside the company, to facilitate expeditious registration
  • Carry out administrative activities where necessary to ensure the effective operation of the department, including update of the corporate regulatory database (SHARE), writing and maintenance of SOPs and filing/archiving of relevant product correspondence
  • Some experience in the pharmaceutical industry desirable
  • Proven familiarity with the pharmaceutical research and development process with ability to integrate scientific information from a variety of disciplines
  • Knowledge of basic regulatory requirements (though training provided both on the job and externally)
  • Prepares and/or reviews regulatory documentation in area of expertise, as appropriate

List of Typical Skills For a Regulatory Affairs Officer Resume

1

Skills For Senior Regulatory Affairs Officer Resume

  • Excellent communication skills, with ability to discuss and explain requirements across a multitude of Businesses and Functions in a diverse organization
  • Good team player, willing to share advice and experience across the department and with other teams
  • Develop regional regulatory strategies considering regional requirements, classification of changes, scheduling and priority setting
  • Experience of working in a regulatory environment
  • Excellent knowledge of English (working language as well oral as written)
2

Skills For Principle Regulatory Affairs Officer Resume

  • Good knowledge of general banking processes
  • Good knowledge of regulatory reporting
  • Experience of working with clinical trial applications
  • Experience working in the chemical or chemically related industry
  • Strong technical knowledge and technical writing ability
  • Sound working knowledge of financial services regulation in the EU with a focus on wholesale markets with advisory compliance experience highly desirable
3

Skills For Country Regulatory Affairs Officer Resume

  • Direct experience of communicating with UK regulators on a range of issues
  • Solution-focused and with a strong problem solving ability
  • Background in Good Manufacturing Practices
  • Ideally first experience in an international pharmaceutical company (trainee)
  • Master level or equivalent by experience
  • Good knowledge of cross bank regulations
4

Skills For Regulatory Affairs Officer Healthcare Resume

  • Good knowledge of accountancy and taxation
  • Good knowledge of risk policies
  • Experience in custom made, neurological, dental or drug delivery devices
  • Maintain good relationship with officials and experts, both internal and external under guidance of line manager
  • Good knowledge of national (Nordic) and EU regulatory legislation
  • Previous experience in a Pharmacovigilance or Regulatory Affairs
  • Previous regulatory experience required, preferably
  • Assess work load and identify need to establish priorities
5

Skills For Regulatory Affairs Officer Resume

  • Be able to give Scientific Advice on Regulatory Strategies and have good knowledge of Orphan Drug Designations and Paediatric Investigation Plans
  • Ideally be experienced in the preparation and submission of MAAs, PIPs and ODDs
  • Someone with a background in law or experience in a Financial Markets supervisory entity
  • Execution-oriented, attentive to details and a proven team player
  • Professional experience, preferably within a corporate environment
  • Mimimum 2 years experience in registration field
  • Working knowledge of MDD and new MDR and CE marking process
6

Skills For Senior Regulatory Affairs Officer Resume

  • Ensuring that a company's products comply with the regulations of the MHRA/ HPRA,
  • Computing knowledge in MS-Office (Excel, Word, PowerPoint)
  • Working knowledge of EU, US and other Regulatory Pre-Market Submissions
  • Managing ad hoc regulatory requests and regular regulatory submissions
  • Problem Solving: Takes a logical and analytical approach to solving problems; generates workable solutions and resolves issues/challenging situations
  • In-depth knowledge of local regulations regarding licensing and product registration for pharmaceutical and medical devices
  • Be familiar with EU Marketing Authorisation Applications and have deep understanding of post authorisation submissions (variations, renewals, transfers etc.)
  • Proactive and willing to question existing processes to suggest improvements
7

Skills For Principle Regulatory Affairs Officer Resume

  • Office based in Guildford, moving to Reading in summer 2019
  • Make decisions on or provide alternatives for completing assigned tasks, consulting senior staff, as necessary
  • 3) Supports the ISCA global team by coordinating the activity related to change control including
  • Participate in collaboration with Supply Chain/Planning/labelling/QA/QC with increased focus on business partnership
  • Internal contacts (Support other departments based on their needs (logistic, quality, pricing, medical, marketing, sales; Support tender business)
  • Scientific background with understanding of pharmacutical business and Regulatory affairs
  • Advise business on compliance issues and providing of compliance opinions
8

Skills For Country Regulatory Affairs Officer Resume

  • Familiarity in dealing with notified body visits
  • Ensure regulatory monitoring is conducted under the risk management enhanced compliance model
  • A relevant learning stream undertaken, e.g. science, pharmacist, etc
  • Follow up QC testing and timely communication with the responsible person under the guidance of supervisor
  • Sound understanding of compliance/conduct and prudential risk issues
  • Identify, analyse, resolve and articulate both verbally and in writing - complex regulatory issues
  • Lead discussions around complex issues with relevant stakeholders and to drive strategic decision making with senior management up to Board level
  • Work on several projects, retaining quality and timelines
9

Skills For Regulatory Affairs Officer Healthcare Resume

  • Manage multiple tasks and times (eg, time overlapping)
  • Track record in supporting successful drug development and registration
  • Commercial awareness of the vision care market and or pharmaceutical industry; knowledge and understanding of products, services and marketplace - advantageous
  • Detailed knowledge of EU current registration requirements for dossier preparation and procedure running
  • Individual Objectives identified during Performance Management Process
  • Translate documents, proofread translated documents or handle outsourcing translations
10

Skills For Regulatory Affairs Officer Resume

  • At time of assessment of Annual Report level changes, completes the Annual report forms (US) or tabular listing (CA)
  • Cross functional planning and corporation with (RCC-EU) Regulatory Competence Center in Germany and the Netherlands on variations and renewals
  • Regulatory handling of change controls and deviations in TrackWise
  • Maintain regulatory databases and departmental filing systems to ensure accurate and retrievable records of department activities
  • Compile, analyze, and review quantitative and non-quantitative regulatory risk management information from Groups US operating entities
  • To prepare DMFs and other regulatory documents to support our customers’ Marketing Authorisation Applications
  • Compile and adhere to annual coverage plan based on compliance risks identified

List of Typical Responsibilities For a Regulatory Affairs Officer Resume

1

Responsibilities For Senior Regulatory Affairs Officer Resume

  • Implement standards and procedures to support the Regulatory Affairs function. Maintain documentation and supporting work papers
  • Promotional and non-promotional material review (copy-approval using Zinc)
  • Maintenance of information resources e.g. Prescribing Information
  • Support all activities to maintain CHC marketing authorisations in the UK and Ireland to ensure regulatory compliance and to meet company deadlines and KPIs
  • Contribute to ensuring an uninterrupted supply of product to the market that is in compliance with the licensed particulars
2

Responsibilities For Principle Regulatory Affairs Officer Resume

  • Establishes relationships with customers
  • Understands the Scope of Work, deliverables and management of budget for any given project and manages workload as appropriate
  • Keep abreast of legal and regulatory matters affecting the US financial services industry, the regulatory environment, and potential impact on Groups US operating entities
  • Provide direct support for the Regulatory Affairs Directors current responsibilities, as directed
  • Work with various stakeholders to evaluate action plans, and remediation actions
  • Advanced knowledge of applicable US laws and regulations and financial services industry regulators, and understanding of banking operations and the financial services regulatory and risk management environment
  • Unique opportunity to work in international team at EU level in Global Regulatory Affairs (GRA) on very interesting projects in the rare disease area
  • Courage and willing to learn
  • Develop and execute regulatory EU strategy and provide RA expertise within project/product teams
3

Responsibilities For Country Regulatory Affairs Officer Resume

  • Ensure maintenance and compliance of regulatory activities for development products
  • Represent EU RA within GRA and outside GRA multi-functional teams (global or regional)
  • Approachable and open minded
  • Develop relationships with brand teams and other Global functions such as Medical Affairs, Pharmacovigilance and Quality Assurance
  • Ethical Leadership – maintain good knowledge and understanding of all ethics and governance relevant to the role, including ABPI/IPHA Codes of Practice and Sanofi SOPs
  • An ability to understand, analyse and communicate relatively complex pharmacy, pharmacological, and clinical information about Sanofi products in a systematic, fair and balanced way
  • Accuracy and an eye for detail working with medical information data and material review
4

Responsibilities For Regulatory Affairs Officer Healthcare Resume

  • Application of sound professional judgement to ethical issues
  • Work alone and to make appropriate informed decisions without supervision
  • Work within a team in an open and professional manner
  • As necessary, perform administrative tasks to ensure effective operation of the department and company, including updating of local and Corporate internal and external databases and registration files e.g. SHARE, RWS, ADMS, LOL, EDMS, eMC. Contribute to the management of resources (e.g. processing of purchase orders, invoices and MHRA fees)
  • Develop in-depth (scientific and technical) product knowledge
  • Pursue maintenance activities including product labelling creation and updates for assigned portfolio to ensure on-going compliance with product registrations, local and EU regulations and company procedures
  • Work autonomously in the compilation and submission of Clinical Investigation Applications, Variations, Renewals, Product Information changes, Field Safety Corrective Actions and responses to Requests for Further Information, within specified timelines and to agreed quality standards
  • Be fully aware and up-to-date on all on-going activities and documents within allocated portfolio/projects and routinely advise the Head of Regulatory Affairs and other company stakeholders, as to their status
5

Responsibilities For Regulatory Affairs Officer Resume

  • Analyze data to extract decision-making information and take/recommend appropriate courses of action
  • Advise colleagues from Global Regulatory Affairs, EMEA Regulatory Affairs and the manufacturing sites on local regulatory requirements as required
  • Participate in the on-going development of the department
  • Review promotional sales material to ensure compliance with registered product licence particulars
  • Support all areas of the business with requests product and regualatory technical information
  • Provide support for functionally relevant internal or external audits/inspections
6

Responsibilities For Senior Regulatory Affairs Officer Resume

  • Keep abreast of local legislation and guidelines
  • Written and oral communications with MHRA, HPRA and other regulatory authorities; review critical communications with Head of Regulatory Affairs before implementation
  • Creation and maintenance of local Standard Operating Procedures (SOPs) covering areas of responsibility
  • Monitor compliance and assist in the production of routine compliance metrics
  • Perform regulatory impact assessment of CMC changes for established products, ensure that adequate documentation is generated to support the change in collaboration with 3rd party manufactures and Sandoz Nordic QA
  • Negotiate with regulatory authorities and respond to requests from authorities within the deadlines given
7

Responsibilities For Principle Regulatory Affairs Officer Resume

  • Close collaboration with Sandoz Global Regulatory Affairs and 3rd party manufacturers for Life Cycle activities
  • Text management including preparation, proof reading and release of texts in accordance with current regulatory Directives, Regulations and guidelines in the Nordic countries
  • Keep updated on EU and national legislation in each of the Nordic countries. Share the knowledge hereof in assigned electronic media and orally in meetings
  • Participate and deliver regulatory input in regulatory/cross functional projects
  • Serve as regional regulatory strategist for allocated product portfolio
  • Contribute to the compilation of relevant high quality documentation for submissions in the region, including variations, license renewals, and responses to questions, according to agreed schedules while taking into account local specific requirements
8

Responsibilities For Country Regulatory Affairs Officer Resume

  • Ensure that dossiers meet the content and format requirements for the regional regulatory authorities via effective communication with GRA and with the Regional Regulatory Affairs Manager (RRM) as applicable
  • In coordination with GPS/ CMC specialists and Regional Labelling Experts, responsible for the compilation of regional parts of submission packages, e.g. some Module 1 sections
  • Lead the preparation and contribute to briefing packages and deficiency responses for HA meetings associated with established products
  • Responsible for performing regulatory procedures like renewal applications, change applications, PSUR submissions, submissions of other documents required to fulfill regulatory post approval commitments and international Scientific Advice meetings (as applicable) in the region
  • Act as a Subject Matter Expert on regional, regulatory procedures and HA requirements
  • Develop and maintain effective working relationships with regional Regulatory Agencies and/ or distributors/ MAH demonstrated by high quality communication and effective use of negotiation skills to achieve positive outcomes for CSL Behring
  • Ensure effective product life cycle management and file label updates according to global/local SOPs
9

Responsibilities For Regulatory Affairs Officer Healthcare Resume

  • Support the organization with preparing contacts with external regulatory bodies
  • Provides regulatory know-how and knowledge regarding EU and local regulations
  • Regulatory expertise, advise and support
  • Support the organization (tribes , squads and Customer Loyalty Team’s, Safe Business Control Officers etc…..) with the analysis, implementation and maintenance of cross bank regulations and translate policies into easy procedures or local “beleid”
  • Give advice and form a professional judgement over complex cases, with escalation towards 2LOD or other content/Group experts where needed
  • Guide the organization through complex regulatory processes
  • Legal and tax operations
10

Responsibilities For Regulatory Affairs Officer Resume

  • Execute complex expert operational tasks related to customer tax legislations. Owner of overarching US withholding processes. This can be broadened to other tax regimes
  • Coordinate, oversee and main entry point for contacts with regulators (audits, on sights, regulatory mailbox …). Ensure adequate documentation and repository of all contacts
  • Regulatory contacts and reporting
  • Ensure reporting on ING Belgium towards regulatory bodies and/or tax authorities
  • Maintain and issue formal/regulatory documentation on ING Belgium

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