Manager, Regulatory Resume Sample
Joshua Buckridge
85511 Jensen Green,
Houston,
TX
+1 (555) 150 7344
Work Experience
Manager, Regulatory Supervision
11/2015
-
PRESENT
Detroit, MI
- Regional Technology Risk & Controls Governance, assurance, reporting and regional project execution
- IT risk assessment and profiling for critical legal entities in the region,
- Management of regulatory engagements in region as they pertain to Technology
- IT Controls assessment, gap identification and remediation oversight
- Regional access control oversight and projects
- Evaluating the most senior level employees across the firm
- Monitoring a number of risk and control processes, associated people and compensation impacts
- Tracking of regulatory designated employees through key stages in the employee lifecycle and
Manager, Regulatory
03/2012
-
07/2015
Chicago, IL
- Responding to regulatory inquiries as related to people, performance and incentive compensation
- Delivery of the programme on time, to budget and agreed scope
- Managing the team to ensure activities are appropriately assigned
- Assigning activities and meeting deadlines, budgets
- Setting up, designing, mobilising & managing day to day programme activities, including planning and plan management, resourcing, status reporting, cost management, RAID management
- Managing dependencies from all delivery vehicles, including horizontal programs, other Change functions & external vendors
- Supporting & developing CS people in your sphere of influence (e.g., workstream leads, staff in your region)
Manager, Regulatory Strategic Planning
06/2009
-
10/2011
Dallas, TX
- Working with architects and IT to simplify our infrastructure, remove unnecessary complexity and reduce costs
- Ensuring business readiness and the handover process to BAU is defined and managed
- Act as senior interface between the Business and Control functions with regards, regulatory change initiatives and the escalation of regulatory concerns across Asset Servicing in EMEA
- Co-ordinate and on occasion manage the implementation of new regulations within Asset Servicing, and support similar initiatives into CSD/ CTS where these have an impact on AS
- A good understanding of Private Banking products & services
- Good knowledge of the regulatory framework (i.e.: Mifid II, EMIR, FATCA, AEI, …)
- Solid experience in managing and executing challenging and various projects
Education
Argosy University - San Diego Campus
2004 - 2008
Bachelor's Degree in Business
Professional Skills
- Disciplined time management skills with ability to prioritize competing priorities
- Strong interpersonal skills and the ability to deal effectively with a variety of business areas including scientific, regulatory and policy staff
- Strong communication skills and the ability to communicate effectively with senior and executive management and
- Strong PowerPoint skills in creating executive level presentations
- Demonstrate good communication and influencing skills
- Demonstrate effective cross functional and cross cultural skills including ability to impact department decisions
- Extensive management, including project and change management skills and experience
How to write Manager, Regulatory Resume
Manager, Regulatory role is responsible for business, leadership, drive, clear, regulatory, communications, interpersonal, research, facilitation, analytical.
To write great resume for manager, regulatory job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Manager, Regulatory Resume
The section contact information is important in your manager, regulatory resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Manager, Regulatory Resume
The section work experience is an essential part of your manager, regulatory resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous manager, regulatory responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular manager, regulatory position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Manager, Regulatory resume experience can include:
- Excellent written and verbal communication skills, including the ability to deliver presentations
- Strong leadership and transversal management skills
- Excellent presentational skills and ability to communicate complex material.
- Excellent Chinese Mandarin communication skills
- Proven experience interacting directly with, and supporting, end users
- Solid understading of and experience with electronic Common Technical Document (eCTD) submissions with ability to create content
Education on a Manager, Regulatory Resume
Make sure to make education a priority on your manager, regulatory resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your manager, regulatory experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Manager, Regulatory Resume
When listing skills on your manager, regulatory resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical manager, regulatory skills:
- Demonstrated project management skills, with the ability to integrate planning efforts across departments to ensure organizational effectiveness
- Strong interpersonal skills and demonstrated ability to collaborate, influence and consult at various levels of Directors, Senior Leaders and Executives
- Strong relationship building skills and the ability to develop and maintain business contacts at all levels of management throughout the organization
- Effective communication, organizational, interpersonal, and leadership skills
- Project management experience and demonstrated ability to multi-task would be an asset to manage concurrent priorities
- Strong analytical skills and ability to synthesize complex requirements or regulatory communications in to manageable / actionable insights and instructions
List of Typical Experience For a Manager, Regulatory Resume
1
Experience For Manager, Regulatory Supervision Resume
- Demonstrated understading and strategic application of regulations and guidelines for drug development at IND and NDA stages
- Regulatory topics like HKMA reporting, MAS reporting, China regulatory reporting, OTC clearing, CRS, EMIR, DFA, FATCA, MIFID 2
- Track record in managing and executing projects
- Manage supporting MCA monitoring documentation and share-point site
- Manage procedures relating to control functions within Product Control team
- Interface with Issue Management and Product Managers to advise and support sustainability planning
- An awareness of the regulatory framework (i.e.: Mifid II, EMIR, FATCA, AEI, …)
- Affinity for IT systems and processes
2
Experience For Assistant Manager, Regulatory Resume
- Assertiveness, responsibility and accountability
- Know-how of IT systems and processes
- Fluent English, German and/or French would be a considerable asset
- Pro-activeness; solution-oriented mindset and stress resilience
- Interpret regulations, provide guidance, and represent Gogo’s interests to external authorities, even in situations where no uniform guidance or precedent is present,
- Ownership of the framework for regulatory control including evidencing compliance, supporting the senior manager and certified staff in meeting their obligations and working to continuously enhance the control environment
- Act as senior interface between the business and compliance with regards to regulatory compliance and remediation initiatives and the escalation of regulatory concerns arising from self-assessment or compliance monitoring reports across Asset Servicing in EMEA
- Responsible for the collation, drafting and submission of Aviva Investors’ responses to UK and EU policy makers and trade associations; working closely with Aviva Group to co-ordinate such responses where relevant
- Model Risk Governance – Model Oversight Committess (MOCs) across various functions discharge effectively their responsibility
3
Experience For Manager, Regulatory Strategic Planning Resume
- Provide challenge to 1st line business unit’s response to regulatory developments
- Act as Subject Matter Expert for regulatory implementation projects, and provide assistance and steer to the 1st line business unit’s implementation of UK and EU regulatory change requirements
- Model Inventory Management – Global Model Inventory System (GMIS) includes all models and appropriate model documentation
- Model Roles and Responsibilities – Acts as the Model Inventory Coordinator and liaison with businesses and functions
- Self-Assessment Process (SAP) – OSFI Guideline E23 on Enterprise-wide Model Risk Management and Model Risk FIM
- Participate as an active member of a multi-disciplinary team to establish development and regulatory strategies for commercial; products, late stage and early stage development programs. Identify and communicate potential risks associated with regulatory strategies
- Highly developed leadership skills and ability to manage sensitive relationships
- Represent Regulatory Affairs as a team member, covering clinical and general regulatory actvities
4
Experience For Manager, Regulatory Quality Review Resume
- Provide in-depth review of protocols, reports, presenations and other documents
- Document regualtory activities with FDA and other Health Authorities
- Ensure consistenct, completeness and accuracy or adherence to regualtions and applicable guidelines for all regulatory submissions
- Responsible for managing process and extended exam team / performers in a positive and constructive manner, encouraging and motivating others, providing guidance where necessary
- Interact with all levels of leadership within the organization
- Monitor new AML/ATF requirements working with experts in the various PCG businesses. Raise awareness with impacted business areas and provide appropriate advice and guidance to mitigate exposures and risk
- Liaise with Enterprise AML Office, Corporate Compliance and AML HQ regarding the interpretation of requirements and the adequacy of AML/ATF processes and controls in addressing those requirements
- Experience of leading project teams and/or project management experience
- Develop tracking tools to drive the effective completion, aligned to the integrated analytics of the overall Executive Performance Management (EPM) program
5
Experience For Project Manager Regulatory Resume
- Experience leading client facing teams
- Experience working as a leader with senior level professionals
- Significant years of experience in Financial Services
- Firm-wide performance management agenda including objective setting, mid year, and year end performance reviews
- Work with AMLRO Designate to ensure Assessable Units understand the implication of existing and new AML/ATF requirements in addition to other client impacts
- Oversee system testing (UAT) process in partnership with Technology and HR Analytics
6
Experience For Manager, Regulatory Programs Sustainment Resume
- Research potential new product offerings with a focus on creating actionable items for development
- Produce appropriate marketing materials for released products
- Ensure coordinated and integrated approach with our Compliance, Legal, Technology, and Line of Business areas
- Support BMOLA through regulatory examinations and assist in development of action plans to resolve any issues, as needed
- Assist in establishing, operating and maintaining AML procedures, risk and control frameworks for the line of business, including implementing effective controls, in accordance with the AML Enterprise Program Manual
- Apply project management disciplines to the documentation, management and reporting of compliance issues
- Validate that issues identified through the Risk Assessment and Quality Assurance review processes are promptly addressed. Provide guidance to less experienced Quality Assurance/Risk Analysts in developing and implementing solutions
- Understand and communicate importance of ethics and control surrounding Credit Suisse’s regulatory compliance obligations
7
Experience For Assistant Manager, Regulatory Science Resume
- Subject-matter knowledge of KYC/AML and other regulations including Dodd Frank, EMIR, FATCA
- Able to analyse and present information to senior management
- Highly organized and ability to handle multiple projects simultaneously, can work under pressure, and clearly communicate status to manager and team
- Lead the development and implementation of the Multi-Rater Feedback and Risk/Control Feedback programs, including content updates, training/resource development and refinement
- Co-lead to prepare and transition for 2016 vendor management strategy
- Participate in cross functional workstream and interact with compensation teams to design firm-wide solutions that address regulatory requirements and incorporate LOB and regional practices
- The regulatory compensation agenda including designation of regulated employees, HR control forums, and other risk/control processes, people and compensation impacts
- Assist with system/process/tool maintenance
- Maintain regular contact with industry participants, auditors, regulators and clients
8
Experience For Manager Regulatory Market Access Resume
- Coordinate Bloomberg regulatory client seminars and participate to industry conferences and events
- To ensure that the processes and practices for the development of all Pearson’s qualifications is effective, and produce reports to identify areas for improvement
- Provide strategic advice, expert guidance, training and support for the organisation as a whole, including executive and senior managers throughout the business, on regulatory issues within the team’s areas of expertise
- Work with colleagues within the Quality, Standards and Research Division, and across the business, to encourage the development of members of the team, in accordance with good practice and Pearson’s people manager policy
- To contribute to the development of an annual risk-based strategy for the team’s core functions, which ensures successful delivery of projects to the required time, cost and quality
- Proven project management skills and the ability to manage key stakeholders of the team in order to ensure tight deadlines are not missed
- Apply broad work experience, knowledge and ingenuity when analyzing complex problems and recommending effective solutions
- Broad advisory and project management skills
- Between 7 – 9 years of relevant professional experience, including working in advisory or audit
9
Experience For Project Manager / Regulatory Audit Analyst Resume
- A structured approach to programme management with proven delivery capability in fast moving FO Equities environments
- Previous experience and/or knowledge of mutual fund regulatory documents
- Experience in other Risk, Regulatory, Compliance or Audit function is desirable
- Change or project management experience is desirable
- Proven ability to manage large teams in change programmes in Equities IT in excess of 30 people across multi-year initiatives
10
Experience For Manager Regulatory Policy Resume
- Proven ability to deliver regulatory change front to back to ensure complete timely compliance with the regulation
- Challenging, fast moving environment
- Lead Cross Functional Labeling Team (CFL T) to address labeling issues, develop plans of action, and oversee completion of labeling project
- Led programmes with stakeholders and teams across diverse geographic regions often from a position of influencing in addition to directing change
- Familiarity with FDA, EMEA, and international labeling regulations, ICH guidelines. and CIOMS core labeling guidelines
- Reviews individual contributors’ work for accuracy and value to operational decision making, ensuring timely delivery
- Develop and implement tax related services (e.g. country specific tax reporting, tax reclaim, relief at source, …)
List of Typical Skills For a Manager, Regulatory Resume
1
Skills For Manager, Regulatory Supervision Resume
- Demonstrated project management skills and ability to drive projects
- Excellent oral, written communications and organizational skills
- Excellent communication skills, with ability to build networks across a culturally diverse organization
- Demonstrated experience in leading the delivery of policy services within a statutory and regulatory framework that underpins quality regulatory services
- Demonstrated team leadership and mentoring experience. - 1-3 years
2
Skills For Assistant Manager, Regulatory Resume
- Communicate effectively via email, TC, and between various groups within Intertek
- Mastery level of customer service and facilitation skills
- In-depth level of Communication skills
- Appropriate tertiary qualifications or demonstrated, relevant, equivalent professional experience
- Demonstrated experience in policy development and a sound knowledge of the machinery of government, and legislative frameworks
- People skills to manage multiple key stakeholders, both in person and remotely
- Strong experience in Credit Risk Management and Banking Regulation
- Training and/or experience with process modeling tools
3
Skills For Manager, Regulatory Strategic Planning Resume
- People-management and leadership experience including; hiring, performance reviews, development, coaching and mentoring
- Experience interpreting and applying GAAP and other regulatory guidance and requirements to both accounting and reporting, as appropriate
- Experience working in a Regulatory Affairs environment within a CRO, Management Consulting, Health Authority Agency (FDA), or Pharmaceutical Company
- Experience in preparing regulatory intelligence
- Experience in preparing regulatory policy briefs and presentations
- Good working knowledge of industry distribution systems
- Excellent understanding of the regulatory environment and regulatory requirements
- Experience of managing high level projects (ie with key strategic stakeholders)
- Demonstrable experience of client-facing responsibilities
4
Skills For Manager, Regulatory Quality Review Resume
- Business experience in audit, control, compliance or regulatory management in the banking or credit card industry
- Experience in regulatory labeling, and some management
- Effective in managing diverse teams and stakeholders
- Experience, preferably in reporting
- Experience with Regulatory Compliance Requirements and understanding FDA Regulations for the Food Contact Industry
- Experience in understanding polymer chemistry and analytical chemistry
- SAP transaction and reporting experience
- Previous experience as BUCO-Delegate and familiarity with the requirements of the Enterprise Compliance Program (ECP) as well as being functional in CORE
- Detail oriented and capable of managing multiple priorities
5
Skills For Project Manager Regulatory Resume
- California Rapid Assessment Method (CRAM) trained and experience using the Corps’ Mitigation Ratio Checklist
- Strong understanding of global regulatory requirements and submission processes
- Knowledge and experience of industry compliance standards and practices
- Financial services sales or service experience
- Development of good relations within the business units
- Maximising potential in self and others Essential experience
- Successful experience and understanding of the field of education regulation and successfully managing and implementing projects in this area
- Good working knowledge of Scotiabank Finance systems and derivative reporting systems
6
Skills For Manager, Regulatory Programs Sustainment Resume
- Industry regulatory experience
- Experienced Project Manager or technical lead with previous exposure to financial services projects
- Relevant work and project management experience required (project management professional qualification preferable)
- Strong Control Management knowledge
- Relevant work experience in Project Management, preferably in a regulatory context in the financial services industry
- Experience in business analysis for complex solution domains at the interface between business and IT
- Substantial and recent experience in regulatory topics
- Specific experience in cross border business or even front business would be of value
- Experience within the financial services industry, ideally in a large organisation
7
Skills For Assistant Manager, Regulatory Science Resume
- Project & Process management experience
- Regulatory oversight experience
- Experience within the financial services
- Specific experience in regulatory topics, cross border business or even front business would be of value
- Internal or external industry specific experience in relevant discipline- 1-3 years
8
Skills For Manager Regulatory Market Access Resume
- Demonstrated knowledge of common marketing processes including, but not limited to, development of marketing briefs, managing overall material development
- Strong understanding of Canadian and international market structures and mechanics, with an emphasis on electronic trading
- Detail oriented, with the added skill of being able to see the big picture
- Previous experience working with commercial (client) or legal documents would be an asset
- Previous institutional trade surveillance experience
- Reviewing subscription documents for clients subscribing to AIS’s fund of funds’ custody services and/or review of regulatory reporting
9
Skills For Project Manager / Regulatory Audit Analyst Resume
- Understanding of qualifications development and assessment processes
- Influencing internal stakeholders
- Leading the Regulatory team
- Overseeing the procurement and security processes
- Participate in ongoing training and educational activities within TA/CCI including presenting relevant clinical research and regulatory issues
- Manage employee talent (i.e. selecting staff, conducting performance planning and reviews, coaching employees)
10
Skills For Manager Regulatory Policy Resume
- Flexibility regarding starting time required due to early morning conference calls
- Responsible for managing the transition of a group of clients onto a UCITS V -compliant operating model
- Actively participate as a member of the global Reg CMC team by contributing to the regulatory strategy, identifying the critical issues and lessons learned
- Broader understanding of MJ Global Business Operations, and regulatory and registration requirements affecting our products
- Develop understanding of varying nutritional needs of infants and children
- Conduct periodic evaluations and/or benchmarking of TD’s stress testing methodology and results to industry results and best practices
- Knowledge of regulatory accounting and/or reporting requirements within the utility
- Work in teams and actively participate in making decisions and show analytical problem-solving capabilities
List of Typical Responsibilities For a Manager, Regulatory Resume
1
Responsibilities For Manager, Regulatory Supervision Resume
- Solid understanding of and experience with electronic Common Technical Document (eCTD) submissions with ability to create content
- Business analysis related skills and techniques including methodologies, standards and best practice
- Experience of providing training of a technical nature in written and verbal form
- Experience of using Microsoft Office products, in particular manipulating Excel and Visio
- Proven capability of following up a project’s planning and budget. (PMI-PMP certified)
- Experience facilitating process modeling and redesign initiatives
- Experience in implementing workflow
- Experience in working with government institutions or within them (the Cabinet of Ministers of Ukraine, Ministry, Tax, Customs Service etc.)
2
Responsibilities For Assistant Manager, Regulatory Resume
- Good banking products knowledge
- Demonstrable evidence of analysing and documenting business processes
- Ongoing OSJ responsibilities as delegated (e.g. Quarterly Checklist, Annual Compliance Meeting Coordination, etc)
- Ongoing departmental responsibilities (e.g. Operations models, Document Retention, Business Continuation, etc)
- Maintaining an inventory of disclosure forms
- Driving continuous process improvement for efficiencies and controls
3
Responsibilities For Manager, Regulatory Strategic Planning Resume
- Providing visibility and reporting
- Providing a customer-focussed service
- Author and review Shire’s standard operating procedures and associated documents relating to artwork/regulatory involvement with Supply Chain
- Identification, tracking and communication of regulatory developments affecting the business
- Partner with BlackRock’s regulatory teams in defining product offering and interplay between different client segments
- To provide a customer-focused regulatory service to the team’s internal customers, supporting them in ‘getting it right first time’
- To monitor Pearson’s regulatory compliance against agreed risk criteria, and providing regulatory advice, guidance and training across the company
- Proficient in project planning and management including successful implementation of business process initiatives
4
Responsibilities For Manager, Regulatory Quality Review Resume
- Responsibility and independent working
- Monitor, track, research and report on legislation, regulations and media articles pertaining to executive and incentive compensation regulation
- Determine, design and socialize approach to complying with legislation
- Provide guidance to compensation team on creating action plans to address any findings
- Associated reporting and management of information
- Maintains awareness of business or topic areas assigned and the legislation affecting that business
- Stay attuned to Regulatory trends, markets and alternative product offerings and conceptualize impacts to the Aladdin offering
- Knowledge of the global Regulatory environment, including: MiFID/MiFIDII, EMIR, Dodd-Frank, AIFMD, SFTR, PRIIPS, Money Market Fund Reform
- Conduct a deep dive into details of a business while staying focused on the big picture
5
Responsibilities For Project Manager Regulatory Resume
- Leads and manages activities concerned with the submission and approval products to government regulatory agencies including Wave 1 and Wave 2 Countries
- Oversees the preparation and maintenance of regulatory submissions and files. Oversees process of obtaining data needed for Wave 2 Countries
- Analyze the impact of regulatory decisions and recommending the appropriate strategies
- Liaise with regulatory authorities, eg IMDA (broadcasting & telecommunications), PDPC (personal data protection), CSA (cybersecurity)
- Manage on-going investigations from IMDA, PDPC and CSA in relation to content regulation breaches and outages
- Background in some technical/engineering and/or legal knowledge
- Track record of delivering complex and sometimes non core product projects
- B.S. or B.A. in Pharmacy, Biological Science, Chemistry, Nursing or related discipline
6
Responsibilities For Manager, Regulatory Programs Sustainment Resume
- The minimal financial literacy, full understanding of tax issues
- Proficient in Microsoft Office Programs including Word, Excel, PowerPoint and Access
- Responsible for the review of R&D documents to ensure compliance with Shire’s submission ready standards guidelines
- Discuss all matters that are currently on the CRO agenda, such as: credit risk management and RWA optimization, stress testing and capital, risk appetite and governance, data quality, recovery planning , liquidity risk
- Users’ knowledge of capital markets products, methodologies and financial analytics
- A solid grasp on the links between regulation and other aspects of our service portfolio is an asset (e.g. mathematical modeling, accounting issues for the financial industry)
- Manage the implementation of regulations (e.g. Mifid II, EMIR, FATCA, OECD Information Exchange, …)
7
Responsibilities For Assistant Manager, Regulatory Science Resume
- Conceive and develop innovative solutions to address complex regulatory requirements and extend the tax related service offering. Work out target solutions in close cooperation with business owners. Act as business analyst. Formulate business requirements for IT system changes
- Set up services with third party providers. Define requirements, review and validate target solutions. Manage end-to-end business implementation
- Perform project management activities including assigning and ensuring the completion of tasks, determining project schedule and resolving project issues; conduct or facilitate meetings attended by a variety of internal and external stakeholders. Ensure collaboration across teams internationally and within the program. Implement change
- Five to seven years experience in an institutional trading environment and completion of trading related industry courses (e.g. Trader Training Course, Derivatives Fundamentals Course)
- Work with people at all levels within and outside the organization including executives, peers, employees, attorneys, regulators and industry associates
- Self-starter who is organized, can anticipate and initiate work, engage a process to deliver and follow-through with it, and monitor and report progress throughout
8
Responsibilities For Manager Regulatory Market Access Resume
- Professional certifications (i.e. CISSP, GIAC, CISM, CISA)
- Work with various Operations teams and LOB’s to ensure appropriate resources are assigned to support the transition
- A diversified team of business managers and process, risk and tool specialists
- Opportunity to actively contribute to the implementation of strategic regulatory programs
- An open and communicative team with highly motivated members
9
Responsibilities For Project Manager / Regulatory Audit Analyst Resume
- Constantly benchmark competitors’ regulatory documents and make recommendations as to how we can improve our communications
- Receive and process documentation of Shire’s product information and internal/external correspondence with global Health Authorities, ensuring the information is stored, maintained and tracked according to Shire standards and processes
- Manage Regulatory’s contribution to overall Shire Records Information Management team by ensuring GRA policies are communicated and adhered to for records management
- Support training to Risk functions on interactions and examinations
- Support the completion of the annual external audit examination
- Represents VW Group in technical committees and in meetings with administration/governmental authorities in the US and Canada on matters related to active safety and advanced safety technology
- Represents the VW Group as Compliance Consultant during NHTSA and Transport Canada audits
10
Responsibilities For Manager Regulatory Policy Resume
- Advances VW Group interests within SAE Vehicle Safety Systems Group (Safety & Human Factors, Automated On-Road Vehicles, Lighting, Active Safety Systems), including the attainment of advanced positions at level of Chairman and/or Vice-Chairman in groups that impact future regulations
- Represents VW Group in meetings of the Alliance, Global Automakers Canada, SAE, and other conferences; promotes effectively VW Group interests in these meetings and forums, and reports developments to VW Group; serves as alternate to the General Manager on the Alliance Safety Policy Committee
- A good understanding of key Prime Business processes and associated technology across all Prime product lines, with strong experience working within financial services
- Industry regulatory experience. 3 or more of which in the regulatory labeling, and some management experience
- Develop solid knowledge of key resources available within AbbVie, building strategic partnerships within the organization to further Regulatory objectives
- Experience writing communications related to transportation industry, government relations or corporate communications
- A deep understanding of the Equities and associated IT domains
- Partner with audit and independent testing teams to ensure compliance with Volcker requirements
- Support for Clinical Trial Applications (CTA’s) in Phase I-III, Product, Registration and Launch (PR&L) filings and post filing activities
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