Liquidity Risk Manager Resume Sample
Katrina Collins
2556 Rogahn Key,
Philadelphia,
PA
+1 (555) 247 3457
Work Experience
Liquidity Risk Manager
06/2015
-
PRESENT
Boston, MA
- Experience addressing regulatory requests
- Proven track record in dealing with senior management
- Work independently and represent the function in regional forums
- Understanding of regulatory requirements for liquidity risk and risks of financial instruments
- Understanding of financial accounting system or product control
- Ideally, understanding of Credit Suisse’s business operations in APAC region
- Identifying, assessing and monitoring liquidity risks related to the Firm’s cash management and intercompany activities
Market & Liquidity Risk Manager
01/2009
-
02/2015
Phoenix, AZ
- Leading projects to investigate and improve the risk representation of the Firm’s liquidity risk, contingency funding plans, asset-liability management, and stress testing framework
- Identifying, assessing and monitoring liquidity risks related to the Firm’s derivatives activities, collateralized and uncollateralized, bilateral and centrally cleared, and across the breadth of trading and hedging strategies employing derivatives
- Identifying, assessing and monitoring liquidity risks related to the UK Group’s derivatives activities, collateralized and uncollateralized, bilateral and centrally cleared, and across the breadth of trading and hedging strategies employing derivatives
- Leading/executing projects to investigate and improve the risk representation of the Firm’s liquidity risk, contingency funding plans, asset-liability management, and stress testing framework
- Identifying, assessing and monitoring liquidity risks related to the UK Group’s cash management and intercompany activities
- Work experience in funding/liquidity management or financial risk management; preferably with bank treasury and/or cash management experience
- Regulatory standards for banks are becoming increasingly complex, so this is a high impact role
- Set and enforce market risk limits that are aligned with the Firm’s (and local legal entity’s) risk appetite
Liquidity Risk Manager VP
02/2006
-
08/2008
San Francisco, CA
- Continuously monitor the financial markets and measure the impact on MS’s portfolio
- Engage with the front office to assess the market risk on the current and potential future risk profile, trading strategies, and new products/deals. Continuously assess whether the business is taking risk consistent with the Firm’s strategy
- Identifying, assessing and monitoring liquidity risks related to the UK Group’s liquidity and funding activities, including derivatives, prime brokerage, secured and unsecured funding
- Leading/executing projects to investigate and improve the risk representation of the Firm’s liquidity risk, contingency funding plans, asset-liability management, stress testing framework, independent reporting and limits framework
- Familiarity with liquidity regulations and related metrics i.e. LCR and NSFR
- Awareness of FINMA Liquidity Principles as well as ECB and local Central Bank of Ireland regulations viewed favourably
- The ability to clearly and concisely communicate with senior management this includes presenting topics of relevance and ensuring effective second line challenge
- Identifying, assessing and monitoring liquidity risks related to the UK Group’s liquidity and funding activities, including derivatives, FX and unsecured funding
Education
Loyola University Chicago
2001 - 2005
Master's Degree in Risk
Professional Skills
- Have previous experience gained in one of the leading financial markets with a top tier bank / financial services firm
- Excellent knowledge of MS Excel, MS Access and MS Word (including VBA and/or SQL)
- Work experience in financial risk management with a focus on funding/liquidity management
- Strong understanding of Equity and Fixed Income derivatives specifically
- System testing and validation of new products and risk functionalities
- Able to engage effectively across multiple stakeholders and deadline
- Experience in the Treasury or Finance functions in the Financial Services Industry
How to write Liquidity Risk Manager Resume
Liquidity Risk Manager role is responsible for reporting, analysis, trading, training, credit, finance, automation, facilitation, word, planning.
To write great resume for liquidity risk manager job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Liquidity Risk Manager Resume
The section contact information is important in your liquidity risk manager resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Liquidity Risk Manager Resume
The section work experience is an essential part of your liquidity risk manager resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous liquidity risk manager responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular liquidity risk manager position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Liquidity Risk Manager resume experience can include:
- Assist in the establishment of the liquidity risk management framework and controls for US Operations as required by the US Enhanced Prudential Standards for FBOs
- Develop strategic roadmap and drive execution for effectively managing liquidity risks across the firm
- Strong financial market knowledge of fixed income, capital markets and banking products
- Over 5 years experience in the relevant areas
- Performing stress testing and analyzing the impact
- Liaising with HO in matters related to market and liquidity risk and assisting HO in automating various systems
Education on a Liquidity Risk Manager Resume
Make sure to make education a priority on your liquidity risk manager resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your liquidity risk manager experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Liquidity Risk Manager Resume
When listing skills on your liquidity risk manager resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical liquidity risk manager skills:
- Risk Management in a cost effective manner commensurate with Northern Trust’s risk profile and regulatory requirements
- Preparing and analyzing Market Risk, Business Unit Control and Management committee related reports
- Handling audit requirements queries or issues raised by various departments and resolving it on timely
- Understanding of interest rate risk (re-pricing risk, yield curve risk, basis risk and optionality), credit spread risk and FX risk
- Understanding and working knowledge of applicable regulatory rules and Basel 3 framework
- Analyzing the positions taken by the Treasury and the market and liquidity risks associated with it
List of Typical Skills For a Liquidity Risk Manager Resume
1
Skills For Market & Liquidity Risk Manager Resume
- Strong communications, people management, and organizational skills are required
- Reviews and helps validate reporting required by the Federal Reserve Bank
- Test, challenge and monitor the implementation of the Liquidity Risk Management Framework and ensure effective program documentation and implementation
- Handling audit queries/requirements or issues raised by various departments and resolving it on timely basis
- Providing liquidity risk oversight for various legal entities within EMEA, engaging in key regulatory processes from BAFIN, EBA and other regulators
- Understanding of historical VaR models, DV01 & CS01 sensitivity, EaR, EVE, and other IRRBB and Capital metrics
- Provide Liquidity Risk training and support to increase awareness of liquidity risks in the banks through relationship building and training
- Periodically reviewing the internal and regulatory notifications/policies and ensuring its compliance
2
Skills For Senior Liquidity Risk Manager Resume
- Management of Liquidity Risk dashboard reporting and senior management reporting packs
- Partner in conducting independent oversight and review of US funding and liquidity management functions (Treasury, ITS, CFG etc.)
- Participate in facilitating and conducting independent review of
- Review and challenge of 1st line (FLM) – e.g. Funding Plans, Contingency actions
- Work with Treasury, local onshore staff with regards to regulatory requests, conformance reviews, breach reporting and escalations, audit and external reviews
- Review and automation of liquidity stress testing process
- Knowledge about Banking and regulations
3
Skills For Liquidity Risk Manager VP Resume
- Analytical support for the review and re-engineering of liquidity stresses (Combined, idiosyncratic and market)
- Elaboration of stress testing documentation for ILAAP
- Performs root cause analysis to understand breaks and potential fixes related to Federal Reserve Bank reporting
- Lead the establishment of goals, timelines, and key success metrics for ensuring implementation of strategic roadmap for liquidity risk management
- Drive implementation of strategic roadmap by proactively monitoring progress of execution against goals for liquidity risk management
- Treasury & Liquidity Risk is part of the Market & Liquidity Risk Management (MLRM) function in the CRO Division
- MLRM Treasury & Liquidity assesses and oversees the risks of the Treasury function on a strategic basis, recommending corrective actions where necessary. In providing a second line of defense, activities include the liquidity risk oversight and limit setting for Treasury related activities
4
Skills For Treasury Market Risk & Liquidity Risk Manager Resume
- Additional responsibilities include the determination of risk appetite, establishing risk monitoring, and maintaining ongoing interaction with EMEA and Group MLRM Treasury & Liquidity
- Coordinate with various businesses in areas of market and liquidity risk
- Understand the regulatory framework (LCR, NSFR and other local regulatory metrics across APAC region) and LRA
- Develop Liquidity Risk Policy for the APAC region and responsible for the ongoing maintenance of the key liquidity governance documents to ensure complete coverage of regulatory requirements and alignment with industry best practice. Contribute to the development and updates of the Treasury and Capital Framework
- Monitor, establish and review of limits
- Review, recalibration analysis and documentation of stress test methodology and assumptions. Ensure the region is in line with the ILAAP. Engage with stakeholders on recalibration and change impact analysis. Present and explain to stakeholders and senior management on the changes
- Support business in liquidity risk related matters and help ensure successful implementation of strategic initiatives, and future educating our business partners
- Possess previous strong experience within Basel II, asset liability management and capital adequacy
- The role requires a thorough understanding of financial markets; investment portfolio management: FX, fixed income and money market trading and investment instruments, and the detailed process by which market risk and liquidity risks are measured and monitored
5
Skills For Treasury & Liquidity Risk Manager Resume
- Knowledge of LCR, NSFR, RRP, CFP and ILAAP processes
- Fluency in English, both conversational and written
- MBA / PGDBA or equivalent
- Work and interact with the team, peers and seniors
- Understanding of the banking regulatory environment emphasizing familiarity with guidelines on liquidity management, capital planning & stress testing, and model development
- Strong communication skills and ability to be diplomatic in challenging situations
6
Skills For Intraday & Intercompany Liquidity Risk Manager Resume
- Strong technical skills on funding products / liquidity management / markets
- Needs to be able to do basic coding in VBA or C++
- Work well under pressure and under tight deadlines
- Background in control environment
- Product knowledge in the liquidity risk space
7
Skills For Derivatives Liquidity Risk Manager Resume
- Monitor the risk limits in the areas of market and liquidity risk
- Annual review of market and liquidity risk limits and policies
- Highlight to senior management areas of concern in the areas of market and liquidity risk
- Ensure compliance with internal and regulatory guidelines
- Handle Business Continuity Processes and Disaster Recovery activities associated to the unit
- Analyze, document, present and communicate results to senior management, risk and business leaders and other stake holders
- Development and maintenance of relevant daily, monthly and quarterly Liquidity Risk Management analytics reporting to senior management, including the evaluation and recommendation of funding & Liquidity strategies
8
Skills For Liquidity Risk Manager Global Banking LRM Resume
- Uses market and behavioral assumptions to model cash flow projections and liquidity under times of stress
- Assists the Liquidity Risk Management Director in working with Lines of Business to develop consolidated cash flow forecasts and assist with the implementation of all enhanced liquidity standards for SHUSA and subsidiaries
- Supervise the Liquidity Risk Management analytics group in order to develop and maintain assumptions document that incorporates all input to the Contingency Funding Plan to create complete transparency of all assumptions and links to the Risk ID process
- Supervise the LRM analytics group in order to develop processes and procedures to support the collection of liquidity data and reporting, implementing controls to ensure high quality of the information reported for SHUSA consolidated operations
- The ability to work under pressure and multitask, while remaining detail oriented is required
- Partner closely with the business, Finance, Treasury, Risk, Regional Risk Managers and other key stakeholders for the execution of liquidity risk management standards
- Drive identification and prioritization of opportunities for Citi to enhance and strengthen its liquidity risk management practices, including based on interpretation of regulatory expectations and industry best practices supporting liquidity risk management
9
Skills For Liquidity Risk Manager, VP Resume
- Lead the preparation and presentation of opportunities and insightful content on Citi's liquidity risk management practices for key governance forums including Senior Management, Regulators and the Risk Management Committee of the Board of Directors
- Experience in risk management, governance, finance and other control functions
- Broad understanding of liquidity risk and balance sheet management
- Day-to-day management of
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