Internal IT Auditor Resume Sample
Reynold Greenfelder
6264 Michel Station,
Chicago,
IL
+1 (555) 240 6138
Work Experience
Senior Internal IT Auditor
06/2016
-
PRESENT
Boston, MA
- Collaborates within Internal Audit and Management to identify and assess reports used in key SOX controls
- Routinely summarize and communicate to the effected control owners and IT management, control weaknesses identified during testing. Share any insight into operations or suggestions for corrective actions and improvements that drive increased efficiency and mitigate risks
- Experience with internal controls evaluation, ITGCs, and SOX 404 requirements including all phases of planning, evaluation, documentation, testing and remediation
- Demonstrated proficiency of technology auditing control disciplines (security, application development, change management, or operations)
- Self-starter, able to think analytically, communicates complex issues, and develops control recommendations
- Supervisory skills, ability to work well with others in a team environment and ability to produce results through others
- Responsible for executing audit procedure testing
Internal IT Auditor
11/2011
-
02/2016
New York, NY
- Responsible for executing SOX ITGC and risk-based test plans and documenting results
- Participates in the execution of corporate and fraud investigations
- Provide business and Technology management with guidance on IT risk management matters
- Conduct audits or lead audit teams in performance of Technology audits and reviews of systems, applications and IT processes
- Participates in communicating, implementing, and executing audit plan & audit activities
- Responsible for performing process and control analysis (strength, weakness, gaps)
- Assists in evaluating and analyzing data analytic test results and outputs
- Responsible for defining and drafting audit issues as a result of audit testing
Internal IT Auditor Senior
08/2007
-
10/2011
Phoenix, AZ
- Analyzing and assessing operational and emerging risks relevant to the IT functions and technology risks assumed by the business and leading or working as a team member on regional and global audits
- Experience in audit, technology or internal control areas (preferably within the financial industry or professional services firms)
- Good understanding of financial markets, operational aspects as well as process flows within banks
- Build positive relations with all levels of management
- Willingness to travel to other UBS locations for audit assignments when necessary
- Experience in IT audit area, either in internal audit or with professional services firms (i.e. Big4) or experience IT or technology areas (preferably within the financial industry or professional services firms)
- Excellent analytical and technical abilities, including understanding of IT general controls, technical environments and emerging IT trends
- Experience in IT audit (external or internal), technology or internal control areas, preferably within the financial industry or professional services firms
Education
University of San Francisco
2001 - 2006
Bachelor's Degree in Related Discipline
Professional Skills
- Strong organizational, time management, decision making, and problem solving skills
- Utilizes strong analytic skills to identify anomalies, trends, and areas of non-compliance
- Strong analytical skills, a tested ability to challenge the status quo and a willingness to keep up with technological and financial industry developments
- Strong organization, analytical and data analysis skills
- Innovative problem-solving, critical thinking and analytical skills
- Good verbal and written communication skills and competency with MS Office software
- Excellent written and spoken English with the ability to effectively communicate with senior stakeholders
How to write Internal IT Auditor Resume
Internal IT Auditor role is responsible for analytical, software, languages, trading, finance, training, database, procurement, auditing, security.
To write great resume for internal it auditor job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Internal IT Auditor Resume
The section contact information is important in your internal it auditor resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Internal IT Auditor Resume
The section work experience is an essential part of your internal it auditor resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous internal it auditor responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular internal it auditor position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Internal IT Auditor resume experience can include:
- Experience in team leading each aspect of IT audits (planning, risk assessment, field work, supervising, report writing)
- Awareness of providing and receiving constructive feedback on business issues making the case for change in a compelling way through effective communication
- Evaluate risk exposures and the adequacy and effectiveness of controls relating to the governance, operations of Allstate’s application systems
- Evaluate risk exposures and the adequacy and effectiveness of controls relating to the governance, operations of Allstate’s applications and systems
- Experience of auditing large transformational business projects
- Knowledge and experience auditing
Education on an Internal IT Auditor Resume
Make sure to make education a priority on your internal it auditor resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your internal it auditor experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Internal IT Auditor Resume
When listing skills on your internal it auditor resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical internal it auditor skills:
- Demonstrates the ability to work within audit schedules and auditee schedules. Works effectively in situations of uncertainty and ambiguity
- Skill in Utilized sound judgment to identify and assess: risk, materiality, adequacy of audit evidence, compensating controls, and significance of findings
- Retail, Manufacturing or Consumer Goods industry experience
- Professionally and effectively communicate with all levels of management and associates
- Exceptional presentation and business-writing skills (MS Office)
- Desire to learn, grow, and develop new skills
List of Typical Experience For an Internal IT Auditor Resume
1
Experience For Senior Internal IT Auditor Resume
- Typically, 2 years of experience working as an auditor
- Skill in developing business operations acumen and client relationship management
- Experience preferably working as an IT Auditor or related position in a professional services firm, or industry
- Demonstrated involvement with related professional organizations (ISACA, IIA, Infragard, etc.)
- Experience in the field or in a related area
2
Experience For Internal IT Auditor Senior Resume
- Relevant general Information Technology experience, desired
- Consulting/Other Projects –10%
- Execution of Service Organization Reports (SSAE18 SOC 1 and 2) including testing and reporting of findings
- Assist in identifying and evaluating CA's risk areas and provide input to the risk assessment and the development of the annual audit plan
- Research and stay current on new technical literature applicable to the internal control processes, emerging trends and best practices
- Certification in 1 or more of the following: CISA, or CIA
- Have knowledge of the Standards for the Professional Practice of Internal Auditing and the Code of Ethics developed by the Institute of Internal Auditors
- Plan and conduct complex reviews and audits across the information security, engineering and technology organizations
- Provide consulting services to CA management and staff
3
Experience For Internal IT Auditor Resume
- General Internal Auditing Standards /GAAP/COSO/COBIT/ITIL
- Assist in the identification and evaluation of the company’s risk profile and provide input to the development of the annual plan
- Actively contribute to Allstate and Internal Audit’s Strategic Initiatives
- Execution of Sarbanes-Oxley Section 302 (disclosure controls and procedures) and Section 404 (internal controls over financial reporting) assessments (documentation and testing), including the assessment of the design and operating effectiveness and follow up regarding remediation activities
- Information Technology & Operational Audits – 75%
4
Experience For Senior Internal IT Auditor Resume
- Prepare automated work papers in accordance with the department’s standards and reviews work of peers
- Conduct control reviews on new processes and procedures
- Participate as a team member on projects related to the improvement of the control environment
- Proven technical understanding and demonstrated command of accounting principles, audit techniques, risk management processes and procedures, information technology and automated system controls
- Proven strong aptitude for problem solving and root cause analysis, including the demonstrated ability to conceptualize and analyze multiple scenarios in solving business problems
- Proven strong project management and organizational skills complemented by a keen sense of personal responsibility and initiative. Demonstrated ability to write and present diverse ideas in a logical and concise manner
- Prepare electronic work papers following the Department’s standards
- Demonstrated strong aptitude for problem-solving and cause analysis, including the demonstrated ability to conceptualize and analyze multiple scenarios in solving business problems
5
Experience For Internal IT Auditor Senior Resume
- Lead in-depth IT and integrated audits by evaluating applications, system operations, and supporting infrastructure. This would include scheduling, processing, input/output systems flow, controls and edits, data storage, and security procedures to ensure that data and associated systems integrity exists
- Lead and conduct reviews of processes, policies, procedures, security, and configuration controls of existing systems as well as proposed controls of new systems
- Participate in routine risk assessments and planning discussions to define audit objectives and scope in to develop Internal Audit’s annual audit plan
- Provide conclusions and recommendations in a clear, concise, and constructive manner, both orally and in writing
- Identify risks, controls, and gaps within the Company’s processes or systems
- Conduct follow-up work, as necessary, to evaluate corrective action taken by management to resolve previous IT audit observations and ensure corporate compliance with policies, laws, and regulations
6
Experience For Internal IT Auditor Resume
- Perform SOX internal control reviews of financial and information technology control structure as directed by Senior Management
- Assist Business Process Owners and external audit team with process risk identification and mitigation strategies to identify appropriate key control structure
- Execute review of quarterly change management process
- Perform fieldwork in accordance with approved SOX program. Review findings and recommendations with business process owners. Recommend areas for internal control efficiencies
- Evaluate responses to SOX gaps to determine reasonableness and suggest follow-up actions
- Review of the reliability and integrity of financial and information technology information and the means used to identify, measure, classify, and report such information
- Review and document current operating procedures and existing internal controls and recommended corrective actions
- Provide assistance to external Auditors in performance of SOX work and direct assistance work as deemed necessary by such Auditors
7
Experience For Senior Internal IT Auditor Resume
- Participate in integrated financial and operational audits to evaluate automated application controls, critical system functionality, and other IT related areas of risk
- Lead the gathering and organization of background and other information to properly plan the audit and any individual reviews
- Prepare electronic work papers by the department’s standards and reviews work of peers
- Develop, present and work with business units to design effective controls or implement value-added recommendations to strengthen internal controls, prevent fraud and improve operating processes
- Proven strong aptitude for problem-solving and cause analysis, including the demonstrated ability to conceptualize and analyze multiple scenarios in solving business problems
- Proven strong project management and organizational skills complemented by a keen sense of personal responsibility and initiative. Demonstrated ability to write and present diverse ideas logically and concisely
- Conduct IT audit reviews of high complexity homegrown applications and systems and perform the planning, fieldwork, reporting, and follow-up phases of audits
- Assist business teams with optimizing business processes by evaluating the application controls of systems that support the business process under review and developing computer assisted audit techniques (CAATs) to test controls
- Relevant experience with IT audit at a fast-paced tech company
8
Experience For Internal IT Auditor Senior Resume
- Internal audit experience in the financial industry and/or public accounting required
- Prepare findings and recommendations and support communication to the executive team
- Actively monitor audit related remediation and management action plans
- Knowledge of software industry program policies, procedures, regulations and laws
- Establish and maintain harmonious working relationships with co-workers, agency staff and external contacts, and to work effectively in a professional team environment
- Prepare audit workpapers, reports and findings based on executed reviews and audits
9
Experience For Internal IT Auditor Resume
- Identify and assess operational and emerging risks relevant to the IT functions and technology risks assumed by the business, identify mitigating controls and control gaps, assess the controls' design and operating effectiveness as well as the impact of control deficiencies
- Document and communicate audit issues, root causes and risks, and provide practical, innovative, and value-added solutions to issues identified
- Perform financial, operational, GAAP, IT, fraud, forensic, or compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting client processes and procedures
- Be decisive
- Stay organized even with multiple projects
10
Experience For Senior Internal IT Auditor Resume
- Security industry relevant certifications such as CISA, CIA, CISM, CISSP, PMP
- Specialization in one or more Technologies
- Awareness of the organizational structure and components of Southern Company, the role of Internal Audit and application of professional skills and competencies with regard to the internal control environment
- General awareness and application of an Internal Audit methodology with relevance and in conjunction with the internal control framework, consistent performance delivery and management expectations
- Awareness of developing and maintaining relationships while maintaining objectivity as a trusted advisor
- Comprehensive understanding of internal controls environments within Technology function
List of Typical Skills For an Internal IT Auditor Resume
1
Skills For Senior Internal IT Auditor Resume
- Experience in system auditing computing and programming analysis
- > 3 years’ experience in IT auditing and / or IT security; E.g. Big 4 or fast paced international IT consulting organization
- Experience in field or in a related area
- Demonstrates knowledge of internal controls related to financials, operations, IT and / or processes
- Act with good judgment
- Good understanding of financial markets, operational aspects, as well as process flows within and between banks / counterparts
- Excellent academic and professional track record preferably within the financial industry or professional services firms
- Establish strong relationships with internal and external customers remotely
2
Skills For Internal IT Auditor Senior Resume
- Ensure the effective completion of audits according to the audit plan
- Examine and evaluate the effectiveness of the organization’s systems of internal controls
- Understanding of Internal Audit’s role within an organisation
- Working knowledge of PCI, ISO 27000 series, COSO, and COBIT
- Assist in the planning and scoping of audit projects
- Interpret audit test results, prepare working papers and express an opinion during the audit process
- Communicate or assist in communicating the results of audit and consulting projects via written reports and presentations to management
3
Skills For Internal IT Auditor Resume
- Knowledge of basic audit standards and processes systems design; system operations, end user computing technology and audit software
- Conduct audit testing of specified area and identify reportable issues and dimension of risk
- Convey audit findings both written and verbally to Senior Auditors, Manager and Director of Internal Auditing
- Formulate and conduct plans for performing SOX assignments
- Prepare and revise SOX testing plan to accomplish objectives
- Communicate SOX testing results to Management
- Familiar with standard IT auditing concepts, practices, and procedures
- General understanding of technology, information risk concepts and audit documentation
- Occasional Traveler (5-20% travel)
4
Skills For Senior Internal IT Auditor Resume
- Knowledge of key business systems e.g. Oracle based technology, including the e-Business Suite PeopleSoft, Hyperion and underlying operating systems and databases
- Hands-on experience with CAAT’s tools desired (Spotfire / ACL / IDEA an advantage)
- Knowledge of ISACA and COBIT
- Investment Research Specialist | Santa Barbara, CA
- Determine scope of review in conjunction with the Audit Manager
- Verbally communicate findings to senior management and draft comprehensive and complete report of audit area
5
Skills For Internal IT Auditor Senior Resume
- Systems knowledge and familiarity
- Evaluate, sample and test controls over information technology
- Sufficiently prepares workpaper documentation in accordance with Department guidance. Meets deadlines for the completion of workpapers. Clears all review notes, edits, comments, on a timely basis
- Completes quality work to specification and management directive. Thoroughly follows standards and procedures. Keeps complete records. Pays adequate attention to details
- Earns respect and commitment from the quality of ideas and strength of character. Promotes a positive work environment. Grows talent and enables abilities in order to drive department performance
- Dedicated to delivering service in a way that meets customer requirements (Senior Management, Auditee, Audit Committee, External Auditor)
- Shares information to help others when necessary. Participates effectively in the work team by honoring ideas. Listens to others ideas or suggestions before taking action
- Demonstrates effective goal setting and manages multiple priorities. Uses time effectively and efficiently and completes audit work on time. Adheres to schedules and plans
6
Skills For Internal IT Auditor Resume
- Understands and defines problems clearly and formulates realistic solutions
- Responds with constructive activities after counseling and feedback. Attempts to keep current with audit knowledge and skills. Takes initiative to identify opportunities to improve
- Displays appropriate assertiveness when advocating a point of view. Courteously deals with other employees. Understands the sensitivity of questions being asked
- Work independently to complete tasks and assignments
- Moderate experience in technology and audit (general technology controls, application, and pre/post implementation system development reviews) within a public accounting, and/or internal audit function
- Knowledge of basic audit standards and processes, systems design, systems operations, end user computing technologies and audit software
- Some understanding of audit/technical standards. This could include CobiT, PCI, ISO, ITIL, ISACA standards, etc
- Certified Internal Auditor (CIA) or Certified Information Systems Auditor (CISA) designation
7
Skills For Senior Internal IT Auditor Resume
- Familiar with Cyber Security principles, frameworks, and controls
- Can identify where internal controls are deficient or can be improved
- Can obtain cooperation of the audit team and the audited function
- CISA, CISSP, or IT technical certification in area of expertise is required
- The ability to write technical reports and communicate technical issues to all levels of management
- The ability to evaluate automated controls and security matters in networks, applications, databases, or hardware/servers
- Professional certification in Audit, Systems Audit or Insurance, e.g. CIA, CISA
- Professional certification of one or more (CISA, CISSP, CFE, CIA or CPA)
8
Skills For Internal IT Auditor Senior Resume
- Analyze data independently
- Identify errors, omissions, deficiencies, and/or opportunities for improvement
- Evaluate the adequacy of management’s action plans to address audit findings
- Identify and utilize available resources
- Several years of relevant experience in IT audit (external or internal), technology or internal control areas, with a strong understanding of audit methodology or understanding of risk preferably within the financial industry or professional services firms
- Working knowledge of attestation standards established by the Public Company Accounting Oversight Board
- Proficient in IT and information security risks and auditing techniques
- Adherence to the highest ethical standards
9
Skills For Internal IT Auditor Resume
- Knowledge of audit procedures
- Conduct interviews, review documents, develop and administer surveys, compose summary memos, and prepare workpapers
- Acquire knowledge of departmental standards, develops an understanding of CA's business, seek direction in prioritizing and managing time and comply with various project administrative responsibilities
- Operating Systems (Windows, Unix, Linux)
- Conduct data extraction, analysis, and security reviews utilizing software tools
- Flexible and committed team player willing to occasionally travel to other UBS locations in Europe for audit assignments
10
Skills For Senior Internal IT Auditor Resume
- Understand CobiT concepts as appropriate to IT audits
- Assist in the planning and execution of audits of client/server technology platforms (e.g., UNIX, Windows, Mainframe) and evaluate IT internal controls and work collaboratively with management to identify actions needed
- Support audits and consulting engagements related to software development, general computing controls, client-server and open systems architecture, internet and intranet functionality, database extraction, technology strategy, and data communication and network security
- Act as liaison with IT business partners to ensure full understanding of data flow, data integrity and system security
- Assist in the assessment of information technology control elements to mitigate IT risks regarding the confidentiality, integrity and availability of business information
- Recently qualified IT or IT Audit specific qualification (e.g. CISA)
List of Typical Responsibilities For an Internal IT Auditor Resume
1
Responsibilities For Senior Internal IT Auditor Resume
- Awareness of information technology concepts (operations and practices), emerging technology issues and some knowledge of data analysis tools and techniques
- Proficient in Excel, ACL and/or other query tools; can produce data files and assist auditors with basic to advanced analytics and interpretation
- PC’s, tablets, phones, smart-phones
- Satellite and other telecommunications
- Knowledge of ISO27001:2013
- Sox/Compliance – 15%
- Adjust Control Impact Evaluation Memos for SOX deficiencies, as needed; involving a discovery and interview process with executive and senior management to codify the background; an internal controls appraisal; an assessment of the quantitative and qualitative considerations for the deficiency evaluation; and a conclusion or judgment as to the significance of the gap
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