Intern, Compliance Resume Sample
Emilie Johnston
2671 Mueller Key,
Houston,
TX
+1 (555) 938 5218
Work Experience
Intern License Compliance Sales Specialist
10/2016
-
PRESENT
Detroit, MI
- Assists CLS CCO and Compliance Analysts in maintaining department records
- Assists Compliance Analysts with Compliance testing for CLS departments
- Highlight any exceptions, resolve and document results. Escalate issues as needed
- Responsible for the compilation of data and information required for the completion and submission of STRs to FIUs
- Provide support and AML subject matter expertise to investigations/operational staff to help them understand AML requirements as they relate to their function
- Build access database for compliance training tracking
- KPIC Regulatory Filing Assessment - assistance with executing on assessment of prioritized KPIC regulatory filings (451 total) against requirements to ensure filings are compliant and use appropriate forms/formats and present gap analysis report to stakeholders
- Review and update the Firm’s compliance policies and procedures
- Monitor adherence to the firm’s policies and procedures, including: trade pre-clearance monitoring, maintenance of Restricted Lists, and information barrier reviews
Compliance Analyst Intern
10/2009
-
07/2016
Detroit, MI
- Responsibly handle Internal F.R. (i.e., confidential) information
- Observeand participate in relevant meetings to gain an understanding of Fifth District Cash operations
- Develop relationship with mentor who provides routine feedback regarding progress
- Participate in intern program social networking and professional development activities, asapplicable
- Strong organizational skills, as evidenced by a demonstrated ability to plan and manage multiple responsibilities simultaneously
- Demonstrated computer skills, as evidenced by academic coursework or practical experience with spreadsheet and word processing software
- Demonstrated ability to appropriately analyze, interpret, and discuss low to moderately complex issues with management and staff
Compliance Analyst Intern
10/2002
-
04/2009
Boston, MA
- Strong analytical, comprehension and problem solving skills, as well as the ability to communicate clearly (both written and spoken)
- Master new tasks and industries quickly
- Leadership experience and strong personal integrity
- Commitment to obtaining outstanding results
- Excellent interpersonal, written and verbal communication skills and proficiency
- Computer proficiency in Microsoft Office (Word, PowerPoint, Publisher, and especially Excel)
- Assist in the administration of an annual business continuity exercise, including planning and facilitating a test exercise and documenting outcomes and opportunities for improvement
- Satisfactorily complete assignments within established timeframes
Education
Keiser University - Tallahassee Campus
1997 - 2001
Bachelor's Degree in Accounting
Professional Skills
- Effective communication and interpersonal skills, including the ability to work effectively in a team environment
- Strong analytical, comprehension and problem-solving skills, as well as the ability to communicate clearly (both written and spoken)
- Excellent written communication skills for submission of written report
- Highly detail-oriented and possess strong organizational skills
- Effective project management skills to include organization, planning, and execution
- Proficient computer skills in programs including Word, Excel, and PowerPoint
- High-level math skills and the ability to translate mathematical information into concise reports
How to write Intern, Compliance Resume
Intern, Compliance role is responsible for software, travel, modeling, reporting, procurement, database, securities, languages, gaming, word.
To write great resume for intern, compliance job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Intern, Compliance Resume
The section contact information is important in your intern, compliance resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Intern, Compliance Resume
The section work experience is an essential part of your intern, compliance resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous intern, compliance responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular intern, compliance position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Intern, Compliance resume experience can include:
- Conduct special projects and execute project activities as needed in an effective and efficient manner
- Execute control testing and documentation activities with consistent quality, including but not limited to performing walk throughs and executing test plans
- Serves as a “consultant” to management by completing projects and preparing recommendations for improving current practices or implementing new programs
- Administrative support via the management of, scanning, & filing of documents
- Use statistical methods to identify areas for operational improvement and make suggestions for streamlining processes
- Update and support the onboarding process of new employees from a compliance perspective
Education on an Intern, Compliance Resume
Make sure to make education a priority on your intern, compliance resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your intern, compliance experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Intern, Compliance Resume
When listing skills on your intern, compliance resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical intern, compliance skills:
- Strong team orientation, as evidenced by successful small group collaboration in an academic, athletic or work environment
- Work effectively with management and part of a team to meet targets
- Demonstrated ability to reach conclusions that are supported by facts and sound reasoning
- Demonstrates discretion, integrity and a clear understanding of confidentiality
- Demonstrated ability to assess when to ask for help versus when to complete assignments with limited assistance
- Work with the management team to prioritize suggested changes to each business segment
List of Typical Skills For an Intern, Compliance Resume
1
Skills For Compliance Analyst Intern Resume
- Some interaction with other CLS departments during compliance testing
- The hiring range for this internship is -$18.50/hr
- The deadline for applying to this role is November 17, 2017
- Assist with maintaining data and documents in Workday (HRIS system)
- Manage multiple projects in a fast-paced and growing environment
2
Skills For Summer Intern, Technology Compliance Resume
- Responsible for the ensuring compliance for areas assigned
- Preference for students who are interested in regulatory compliance, finance, and law
- Preference for students who have completed their sophomore year of college
- Work-hard/play-hard culture empowers entrepreneurial spirit
- On-site gym / personal trainer / yoga classes
- Undergraduate or graduate students within two years of graduation
- Interest in Information Technology and its related fields
3
Skills For Summer Intern, Compliance Resume
- Candidates subject to special background check procedures
- Responsible for a variety of deliverables related to compliance activities, including access management, proactive access usage reviews, financial and general risk profile activities, performance analytics, and general risk management/reporting
- Exposure to bank-wide objectives, practices, and events
- Daily contact with CLS’s Compliance Department
- Generate easy-to-interpret reports and dashboards based on collected data
4
Skills For Intern Compliance Resume
- Write improved procedural documents
- Work closely with Compliance Coordinator / Compliance Team on ad-hoc projects
- Maintenance of Books & Records and pre-clearance due diligence via third party vendor platform
- General knowledge of Code of Ethics
- Positive attitude, not afraid to ask questions. Willingness to ask what more can be done, willingness to identify any process improvements
- Work 20-40 hours/week
- Communicates to Legal Department on compliance issues relevant to the organization
5
Skills For Athletics Compliance & Student Services Intern Resume
- Performs third-party due diligence (TPDD) investigations on new and existing vendors to manage Foreign Corrupt Practices Act risk and ensure compliance with laws and regulations. Assist third-party vendors with PGCB Gaming Service Provider Registration and/or Certification
- Perform screening on applicable business entities and individuals against various watch lists and interfaces with other departments including Investigations and Accounts Payable to ensure compliance with our Company’s third-party due diligence SOP’s
- Responsible for maintaining third-party due diligence records
- Escalate issues as necessary that pose significant risk to the Director - Compliance or designee and perform any additional measures that are deemed necessary
- Ensures divisional/departmental compliance with Sands Standards of Steel customer service standards
Related to Intern, Compliance Resume Samples
Compliance Engineer Resume Sample
Work Experience
• Demonstrated experience on Design Control for IVD or Medical device industries (CE IVD, FDA IVD, etc)
• Demonstrated ability to manage & implement multiple, large scale projects with minimal supervision, across the business &/or at remote &/or global locations
• I...
Professional Skills
• Experience applying the following US Produ...
• Strong time management skills and proven p...
• Strong analytical problem solving skills, ...
Securities Compliance Resume Sample
Work Experience
• Works closely with the Legal department to prepare annual reports for each of the firm’s Futures Commission Merchant (“FCM”) and Swap Dealer (“SD”) entities
• Coordinates the firm’s U.S. regulatory reform efforts; and
• Assist in drafting annual reports for the firm’s FCM and...
Professional Skills
• Performing regular testing, targeted revie...
• Existing Compliance knowledge and 6+ years...
• Strong Knowledge of the Corporations Act a...
VP, Compliance Resume Sample
Work Experience
• Analysing complex compliance issues and developing appropriate solutions for the business vertical on a global basis to facilitate the business to meet its objectives
• Designing, implementing and managing regulatory compliance programs within the business vertical
• Acting a...
Professional Skills
• Your demonstrated analytical and strategic...
• Excellent analytical skills to operate str...
• Excellent organizational and project manag...
Mortgage Compliance Resume Sample
Work Experience
• Responsible for assisting with the ongoing development and implementation of the LOB Compliance Risk team’s strategic plan to accomplish its Annual Compliance Risk objectives
• Extensive knowledge of the assigned compliance area along with the associated operations, including the related rules and ...
Professional Skills
• Experience working in a production environ...
• Pulling and Pushing: Opening and closing f...
• Performing transactional testing of requir...
Team Lead, Compliance Team Resume Sample
Work Experience
• Communicate with lines of defense regarding information related to internal audits, KRIs and control tests
• Participate in the resolution of identified risks
• Research regulations to advise on application by the business unit
• Draft and revise polici...
Professional Skills
• Excellent IT skills including Word and Excel
• Strong verbal and written communication sk...
• Experience of process mapping and developi...
Audit Compliance Resume Sample
Work Experience
• Working knowledge of Canadian Federal and Provincial Privacy legislation, the Telecommunications Act, the CRTC UTRs, CASL, and any other emergent or existing regulations that impact the CCC’s policies or processes
• Scotiabank’s Privacy Code
• Working knowledge of the policie...
Professional Skills
• Considerable skill in effective verbal and...
• Strong written and verbal communication sk...
• SAS software implementation experience or ...