Equity Derivatives Resume Sample
Work Experience
- Managing a close relationship with both on-shore and off-shore Line Control teams (PC P&L production) to ensure that daily, weekly and monthly hand-offs are efficient and that there is no gap in PC’s overall control model
- Product Operation (PO) directors and other PO business units and lines of business (internal support groups/ business partners) re operational and customer service issues, projects, change implementation or system recoveries
- Some experience within Equity Derivatives
- Understanding of derivatives products and an appreciation of the 'greeks”
- ACA qualification would be highly beneficial
- Understanding of derivatives products and an appreciation of the "greeks"
- Equity and Equity Derivatives which cover Stock Borrowing & Lending activities (Prime Brokerage)
- Synthetics Team which cover Index & Sector Swaps, Portfolio Swaps, Contracts for Differences (CFDs) & Customised Index Baskets
- Review and build controlled processes for complex trades to provide transparency to the business and Operations
- Participate in working groups and suggest ideas to problems posed to facilitate streamline processing of trades and new business practices
- Review current procedures and implement changes through STP models
- Review daily control reports targeting patterns of exceptions and implement solutions to remove/reduce these
- Extensive years of experience required from a Middle Office, or Operations environment
- Intermediate to Advanced PC skills including Excel and Microsoft packages and Power Point
- Good communication skills who can confidently liaise with Trading and external customers and provide detailed explanation on process flows and market practice
- Develop Excel/Web/other based tools to automate recurrent tasks
- Futures & Repos Desk
- Middle Office experience in Equity Derivatives Middle Office functions, preferably overseas and with a major investment banking player
- Ensure accuracy of downstream processes, including accounting and control responsibilities
- Expertise in application, data and infrastructure architecture disciplines
- Advanced knowledge of architecture, design and business processes
- Work collaboratively in teams and develop meaningful relationships to achieve common goals
- Proficient in Java, J2EE programming language
- Work within Equity derivatives middle office to provide support to the MAG Trading desks, in particular, the structured note business
- Manage the trade life cycle of these products through to settlement. Liaise with the respective support partners to ensure smooth settlement and accurate risk
Education
Professional Skills
- Strong programming skills in an object oriented language applied to trading/risk applications (ideally Java). Strong database knowledge (ideally KDB) required
- Effective communicator who can demonstrate strong influencing skills
- Good communication skills with a proven ability to communicate effectively with IT colleagues
- Excellent problem solving and analytical skills with high attention to detail
- Prior experience in a Financial Services Product Control environment; Experience with P&L production and understanding of the G/L
- Strong people influencing skills and an ability to 'get things done' for the business
- Strong organization skills, control oriented mind
How to write Equity Derivatives Resume
Equity Derivatives role is responsible for software, business, programming, database, excel, trading, collaboration, maintenance, finance, retail.
To write great resume for equity derivatives job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Equity Derivatives Resume
The section contact information is important in your equity derivatives resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Equity Derivatives Resume
The section work experience is an essential part of your equity derivatives resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous equity derivatives responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular equity derivatives position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Equity Derivatives resume experience can include:
- Strong independent research, investigation and evaluation skills
- Solid experience working with exotic derivatives in a trade support or similar non-Back Office line function in an Investment Bank or equivalent institution
- Solid Equity Derivatives product knowledge with a good understanding of Options, Equity Swaps, Variance Swaps and other commonly traded derivatives
- Experience working with complex payout calculations
- Detailed experience and understanding of trade lifecycle
- Solid understanding of operational risks, ability to spot and articulate issues to senior stakeholders, and escalate in a timely manner
Education on an Equity Derivatives Resume
Make sure to make education a priority on your equity derivatives resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your equity derivatives experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Equity Derivatives Resume
When listing skills on your equity derivatives resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical equity derivatives skills:
- Good team-building and interpersonal skills
- 6) Ability to present and discuss business ideas, strong communication and collaboration skills are necessary. LI-ND1
- 6) Ability to present and discuss business ideas, strong communication and collaboration skills are necessary
- Excellent interpersonal skills and ability to tailor communications depending on audience
- Strong people management skills, bring a positive attitude and be confident in your approach
- Excellent team-working skills; highly motivated
List of Typical Experience For an Equity Derivatives Resume
Experience For Equity Derivatives Analyst Resume
- Pragmatic, “can do” attitude and excellent communication skills
- Possess outstanding verbal and written communications skills, be technically competent, organised and methodical
- Experience with Messaging (AMPS, Kafka) and Caching technologies (Redis, Hazelcast)
- Strong working knowledge of MS office Suite, specifically Excel
- Support Departments. Build strong relationships with support department personnel. Educate them about our functions and systems
Experience For CIB Equity Derivatives Resume
- Proven ability to implement and manage a structured Quality Assurance program across a globally-distributed team
- Very good knowledge of MS Office, in particular advanced knowledge of MS Excel
- Detailed hands on experience of trade reconciliations / exception management
- Rounded knowledge and experience of equity derivatives middle office or trade support
- Product Control experience
Experience For Equity Derivatives Developer Resume
- Ongoing partnership with the business units, Technology, Operations, and other areas of finance
- Understanding the German client base needs
- Swing GUI development
- Performing SOX controls on key processes
- Coordination and streamlining of marketing documentation and branding across the structuring team. Creation of material for product launches and campaigns
Experience For Equity Derivatives Product Controller Resume
- Focus on risk mitigation and drive forward the team's control agenda by reviewing existing processes and enforcing change toward efficiency and best practices
- Improve design, analytics, development, coding, testing, and application programming
- Focus on supporting the ongoing growth and expansion of the Equity Derivatives business
- Be capable of working independently but understand the importance of keeping colleagues informed and able to forge relationships at all levels
- Knowledge in system tuning/application tuning etc. is an added advantage
- Involved in the production of the daily P&L for the Single Name, Index, Automated Market Making and Convertible Bonds
Experience For Global Equity Derivatives Resume
- Extensive knowledge of the front-to-back process in an environment of investment banking in order to effect process enhancements
- Analysis of trade discrepancies within reconciliations and assign breaks to relevant Middle Office teams according to required SLA’s
- Inquisitive and challenging attitude to the status quo
- Robust, confident and able to deal with demanding clients
- Provide pro-active client service at all times to both internal & external clients and Partner with the Business and Middle Office in terms resolving issues
- Reverse enquiries / Pricing of fund-linked derivative products (options, leverage, CPPIs)
- Coordination of client calls and roadshows for product launches & marketing efforts in partnership with sales
Experience For Equity Derivatives Platform Developer Resume
- Collaborate with high-performing teams and individuals
- Support New Business initiatives ensuring caps & caveats are adhered to
- Track record working in front-office environment
- Knowledge of Spring Framework, UI Frameworks (AngularJS, JQuery), Tibco RV, SQL
- Settlements knowledge as well as exposure to FX booking flows
- Knowledge of Delta one / Synthetic products and having supported Prime Finance applications
- Solutions mind-set and understanding
- Appreciation and understanding of the key treasury controls such as the importance and impact of reconciliation breaks
- Manage and monitor a complex portfolio including structured/exotic derivatives
Experience For Latin Equity Derivatives Product Control Resume
- Asia Risk's Equity Derivatives House of the Year award (for the second year running)
- A passion for helping to deliver great technology
- Analyse Sales’ needs and come up with solutions to improve the desk efficiency and profitability
- Scope : GELP London Sales desk
- Manage large global projects for the Equities business
- Highly motivated and goal-oriented personality
- Strong working knowledge of MS office Suite, specifically Excel. Knowledge of Vlookups and Pivot tables is essential; Macro's and VBA knowledge would be beneficial
- Sound working knowledge of exotics equity derivatives products
- Exposure to Sophis and Bloomberg
Experience For Operations , Equity Derivatives Projects Resume
- Liaise with other Business Units. Liaise the Credit, Risk, Legal and Compliance departments as well as the business unit and other internal partners. Encourage co-operation among these groups and a “One-Firm” approach to our clients
- Understanding of Daily/Weekly/Monthly P&L, including market move, carry, new trades and others
- Experience running QA teams that test software applications rapidly to support evolving business areas with strong attention to detail with good analytical skills
- Involved in the production of the daily P&L for the
- Utilize the front offices Profit Attribution Analysis (PAA) to help explain the daily PnL movements for the day write commentary and ensure daily trading movements are correct
- Interface between senior business users and technology teams
- Adapt quickly to new processes and standards
- Proven ability to build, maintain and enhance relationships at all levels including interacting effectively with other key areas within the bank e.g. Technology, Middle Office, Front Office, Ops Control
- Familiarity with key systems: Markitwire, Sophis, Summit, Delta 1, Monet, Imatch, FISS, Bytes, Bloomberg,
Experience For Business Control, Equity Derivatives Resume
- Front to Back programme managers
- Highly enthusiastic self starter
- Maintaining a familiarity with the practical applications of Excel for derivatives pricing, by making use of the in-house developed analytical libraries and other Application Programming Interfaces (API’s) to obtain market and position data
- An expert level of knowledge in visual basic for applications in Excel, preferably with experience of building Excel plug-ins and Dynamic Links Libraries (DLLs)
- Programming experience in Python, Java, C#.NET, HTML5 (beneficial)
Experience For Equity Derivatives Trade Lifecycle Developer Resume
- Previous experience in a Trading or Investments environment
- Strong derivatives knowledge in Equity, Foreign Exchange (FX) and Rates asset classes
- Knowledge of derivatives products and their application
- Validate Daily P&L through risk based explained techniques and new trade analysis. This includes analytical reviews of P&L with a key understanding of its drivers including market moves, new trades review, provision validation and flash vs. actual drivers
- Providing managerial guidance and supervisory oversight of the team. This includes effective organization, accurate execution of processes, resolution of issues, applying subject matter expertise/judgment and ensuring timely escalation of issues to management
- Monitoring unauthorized trading by timely analysis and escalation of Correct and Cancel activities
- Detailed analysis of new trades P&L including payoff structure, over-hedge, valuation methodology; challenging any breach of Product Information Pack (PIP) and Pre-trade Approval
- Setting Fair Value Level and assurance that all positions and trades have appropriate FV levels assigned; production of disclosure materials related to Fair Value reporting
- Providing input into the development and improvement of strategic systems and implementation and continuous improvement at a local level in terms of process and EUCs. This includes identifying opportunities to develop & streamline analytical activities and to improve controls
List of Typical Skills For an Equity Derivatives Resume
Skills For Equity Derivatives Analyst Resume
- Potential for strong Excel / VBA skills
- Strong software skills (business analysis, development, maintenance and software improvement)
- Self-starter , delivery focused , strong experience on Agile programming
- Strong knowledge / experience of front to back Investment Banking environment (trade capture to balance sheet)
- Good number of years hands-on experience on Java
- Prior experience of business analysis and program/project management within Front Office IT environment
- Commercial software development, predominantly C#, strong SQL Server (or other database), Excel / VBA experience is at advantage
- Intermediate skills in Excel and MS Word
- Obtaining and understanding of the underlying businesses and develop, maintain and govern an effective control framework, challenge anything not compliant
Skills For CIB Equity Derivatives Resume
- Experience developing systems for automated market making, DMA or algo trading group in liquid markets (equities, FX, liquid rates, etc)
- Strong technical knowledge of derivatives pricing, hedging and underlying financial models
- 3y+ experience in developing low latency option market marking and trading systems, preferably in HK
- Experience with Java/GC/Linux OS level debugging/performance tuning
- Experience supporting Equity Trading Desk
- Experience of supporting complex enterprise trading/risk systems
- Experience of delivering complex systems in a changing fast paced environment
- Strong understanding of global financial market products (including derivatives), preferably Equities
- Experience of operating at a senior level with decision making capabilities
Skills For Equity Derivatives Developer Resume
- Experience with Messaging – AMPS, Kafka or similar and Caching technologies – Redis, Hazelcast or similar
- Financial service, banking or accounting experience
- Validation and control around the Balance Sheet to ensure accurate and timely accounting disclosures on the bank’s trading activities
- Work experience in Investment Banking
- Experience building FIX protocol-based systems in Java
- Experience in a business facing application support role in an Investment Bank
- Experience of supporting complex derivatives systems
- Very good knowledge of one or several scripting languages (Python, JavaScript, Ruby .etc.). Open to new/different technologies
Skills For Equity Derivatives Product Controller Resume
- Middle Office experience in Equity Derivatives Middle Office functions, preferably overseas and with a major investment banking player
- Adaptable and culturally aware. Experience of working in a global environment preferable
- Good general understanding of derivative products
- Solid understanding of equities, equities derivatives and structured products
- Solid understanding of market risk and P&L decomposition/attribution
- Strong understanding of equity derivatives
- Experience with low-latency messaging middleware pub/sub technologies
Skills For Global Equity Derivatives Resume
- Experience in a Financial Services environment, particularly with P&L production and understanding of the G/L
- Relevant knowledge and experience developing analytics to risk manage equity derivative positions
- Extensive Experience in building large, scalable and multi-threaded Java server side applications
- Experience with design and implementation of real time systems that involve working with large volumes of data with low latencies
- Experience with high performance & high throughput systems using parallelization and concurrency
Skills For Equity Derivatives Platform Developer Resume
- Experience in working across multiple teams and functions
- Good understanding and appreciation of financial products
- Attention to detail, and a strong understanding of risks associated to Equity Derivatives
- Strong knowledge of daily profit and loss
- Previous experience with Daily Profit & Loss and Equities
- Experience in Java, JavaScript, HTML5, CSS (cross-browser support), Responsive Design
- Experience in the Financial Services field
Skills For Latin Equity Derivatives Product Control Resume
- Experience from a top-tier Multi-Strategy Investment firm, Investment Bank, or Fund Administrator
- Experience in low latency applications
- Strong C++/Unix variant of OS
- Proven ability to work well in a front-office or similar high pressure and delivery-oriented environment
- Experience with a C Style language (Preferably C#, but C++ is also acceptable)
- Strong interest in the financial market
Skills For Operations , Equity Derivatives Projects Resume
- Experience of trade reconciliations / exception management
- Experience with web service technologies, XML, SOAP, XSLT (beneficial)
- Experience with SQL and relational databases Sybase, Oracle (beneficial)
- A strong front-office development background
- Experience with Rapid Application Development (RAD) and Excel development
Skills For Business Control, Equity Derivatives Resume
- Technical team lead experience (beneficial)
- Proven ability to understand and communicate technical concepts to a broad range of technical and non-technical staff
- Maintaining a close relationship with the offshore team to ensure accurate P&L and Balance Sheet and strong controls
- Self-motivated, strong team player, multi-tasking, proactive, able to work independently
- Experience working with application, data, and infrastructure architecture
- Experience in building large, scalable and multi-threaded Java applications
Skills For Equity Derivatives Trade Lifecycle Developer Resume
- Experience working with developmental tool-sets
- Review, validation, analysis and commentary of Revenue, Balance Sheet, and Capital
- Strong knowledge of Agile frameworks
- Experience with design and implementation of real time systems
- Experience with high performance and high throughput systems
- Threading, data structures and network programming
- Preparing and submitting Executive’s and departmental related expenses
- Designing and building user interfaces in latest WEB UI technologies
List of Typical Responsibilities For an Equity Derivatives Resume
Responsibilities For Equity Derivatives Analyst Resume
- Accounting or financial service experience
- Understanding of Fair Value levelling; Production and analysis of Fair Value disclosures
- Scripting with Perl/Python
- Help the trading desk building innovative tools for assessing risk in the trading books and spot opportunities in market
- Deep understanding of equity derivatives hedging strategies
- Build cutting edge tools for trading and risk management of equity derivative products
Responsibilities For CIB Equity Derivatives Resume
- Process warrant exercises, liaising with brokers to organise off market CHESS delivery of warrants and underlying stock
- Deep understanding of equity options concepts
- Deep Understanding of equity derivatives risk management and product control
- Monthly review of significant Balance Sheet move on trading activities
- Active participation and adding value to PC and Business projects; Be able to discuss and resolve issues efficiently in partnership with other teams
Responsibilities For Equity Derivatives Developer Resume
- Create tools to help sales & trading spot market opportunity in a systematic and efficient way
- Build, maintain and enhance our market marking platform, with a focus on HK warrants and CBBCs
- Settlement for OTC products, liaising with clients to ensure smooth settlement
- Involved in the production of the daily P&L for the Exotics,
- Validate Daily P&L through risk based explained techniques and new trade analysis. This includes analytical reviews of P&L with a key understanding of its drivers including market moves, new trades review, provision validation and flash vs actual drivers
- Ensure accurate and timely month-end P&L and balance sheet close by performing IPV analyses, valuation adjustments and USGAAP/IFRS accounting adjustments, and timely accounting disclosures on the bank’s trading activities
- Managing a close relationship with on-shore Line Control teams (PC P&L and Balance sheet production) to ensure that daily, weekly and monthly hand-offs are efficient and that there is no gap in PC’s overall control model
- Variance Swaps, Single Name, Index, ETF
Responsibilities For Equity Derivatives Product Controller Resume
- Knowledge of VBA-a requirement
- Participate in the design of the analytics library and its integration within the Firm’s IT systems
- Contribute to improvement of the Firm’s development processes
- Improve the efficiency of the analytics library
- Associate level based in Hong Kong
- Validating New trades P&L including understanding trade details and valuation and review of over hedges according to PIP (Product Information Pack) and pre-trade approval
Responsibilities For Global Equity Derivatives Resume
- Reviewing Risk based P&L vs Reval based P&L: investigate significant discrepancies between risk based P&L and reval based P&L; provide commentary and actively seek solutions for issues
- New trade/product approval after understanding of payoff structure, trade booking model, valuations and accounting implication. Liaise with Front Office and Valuation Control team to discuss and resolve issues
- Maintaining key relationships and representing the PC agenda in meeting with functions such as Front Office, COO, Market Risk, Credit Risk, Technical Accounting, Financial Modelling, etc.
- Provide tooling solution to increase efficiency on the desk
- High regard for attention to detail and accuracy to ensure close control of P&L and Balance Sheet
- Process all lifecycle events for the warrants business
- Reconcile trustable hedge stock to ensure adequate cover of warrant sold
- Process payments to warrant holders where warrants have expired
Responsibilities For Equity Derivatives Platform Developer Resume
- Liaise with share registry to organise formal documentation to new clients and arrange dividend payments to clients via the share registry
- Process structured product applications from retails clients and reconcile total position
- Process Exchange Traded Derivative ASX margin requirements and reconcile accounts
- Establish and maintain relationships with offshore teams such as the Corporate Actions team and local teams such as Finance
- Product push across sales teams and in front of clients
- Preparation of materials to support current product launches
- Creation of a tool to record standard documents and facilitate regular updates. Maintenance of the tool in cooperation with the structuring teams in EMEA and in Mumbai
Responsibilities For Latin Equity Derivatives Product Control Resume
- Post-trade support to sales and clients
- Available to work afternoons
- Production and review of a number of metrics and financial data packs
- Active engagement in remediation efforts involving Technology and Strats (e.g. Dynamic Index PnL Attribution, Structured Notes Scalability) including communication w. stakeholders, documentation, and coordination of testing
- Serve as a liaison w. various groups, representing the team in discussions of relevant accounting and financial information used for disclosures or other purposes
- Good focus on quality and commercial benefits
- CPA or MBA helpful but not required
Responsibilities For Operations , Equity Derivatives Projects Resume
- Exposure to financial instruments, equity and derivatives highly desired
- Create innovative solutions to advance businesses and careers
- Develop high quality software and new products
- Basic financial market literacy
- Expert-level core Java knowledge in a UNIX/Linux environment
Responsibilities For Business Control, Equity Derivatives Resume
- Senior relationships with key investors
- In a production environment
- Proficiency with Microsoft Excel is essential
- VBA and Python for tools development
- Lateral thinker, recognises opportunities for system/process improvement
- Investigate and resolve or make recommendations to the director on complex, non-routine issues relating to internal business partner and/or external customer inquiries or requests, business process efficiency and quality control within existing procedures
- Manage and resolve day-to-day issues specific to area(s) of expertise, including resolving complex internal business partner and/or external customer issues; escalate more complex issues to the director, if necessary, with recommendations for resolution
- Identify potential risk situations/ impacts, and make recommendations or escalate to the director, and ensure contingency plans exist
Responsibilities For Equity Derivatives Trade Lifecycle Developer Resume
- Monitor production logs and schedules to ensure key controls are followed and exceptions are actively pursued; escalate to the director as appropriate
- Provide coaching and training to team members in area(s) of expertise, and provide feedback to the director on gaps and opportunities. Provide input on employee performance to the director
- Demonstrate a stable and progressive work history to date with approximately 3+ years experience as noted above as well as being able to substantiate a strong track record in sales; perseverance and determination are key personal attributes needed along with high levels of motivation to succeed
- Need to possess a depth of knowledge of Derivative products
- Think commercially and display integrity
- Long-dated structured savings products for distribution to mass retail via insurance or bank networks